Capital One · 5 months ago
Audit Manager: Corporate Compliance Audit (Hybrid)
New York, NY
Full-time
Hybrid
Senior Level
$133K/yr - $152K/yr
5+ years expCapital One is a financial services company looking for an energetic and self-motivated Audit Manager to join their Audit team. The role involves conducting operational, financial, and compliance audit projects while contributing to the annual audit plan.
Financial Services
No H1B
Responsibilities
Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas
Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
Provide significant input into the development of the annual audit plan
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
Establish and build working relationships with internal and external management
Communicate the results of audit projects to management (written reports/oral presentations)
Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate
Qualification
Required
Bachelor's Degree or military experience
At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
At least 3 years of experience leading audits and performing in the role of auditor-in-charge
Preferred
Master's Degree in Accounting, Master's Degree in Finance, Master's Degree in Economics, or Master of Business Administration
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification
6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management
6+ years of experience in banking or the financial services industry
1+ years of experience with data analytics tools in support of internal audit
1+ years of experience with privacy compliance in the financial services industry
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
Company data provided by crunchbase