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Franklin Templeton · 5 days ago

Senior Compliance Analyst

New York, United States

Full-time

Hybrid

Mid, Senior Level

$100K/yr - $120K/yr

5+ years exp

Franklin Templeton is a dynamic firm that spans asset management, wealth management, and fintech, aiming to help clients achieve their investment goals. The Senior Compliance Analyst will support the Custom Client Solutions businesses by evaluating compliance risks, implementing risk standards, and collaborating with various teams to ensure regulatory compliance and enhance risk controls.

Financial ServicesHedge FundsProfessional ServicesWealth Management

Responsibilities

You will evaluate compliance risks and advise on projects and initiatives

You will implement risk standards and manage regulatory changes

You will help create the annual Compliance Testing plan and review methodologies

You will follow up on action plans from compliance or audit reviews

You will challenge reporting and remediation of compliance issues

You will recommend improvements to compliance programs and risk controls

You will guide corrective actions and regulatory change management

You will provide compliance guidance to front-line teams

You will collaborate with Audit, Legal, and regulators on risk topics

You will advise on user experience for digital onboarding and demo sites

You will work with legal partners on client documents and websites

Qualification

Compliance risk evaluationRegulatory change managementAnalytical skillsInvestment advisory knowledgePower BIReport preparationClear communicationPresentation skills