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Ameriprise Financial Services, LLC · 1 month ago

Financial Paraplanner

West Chester, OH

Full-time

Onsite

Entry Level

$25/hr - $35/hr

2+ years exp

Ameriprise Financial is a leading financial services company, and they are seeking a Financial Paraplanner to assist Advisors in servicing clients. The role involves trading securities, monitoring accounts, preparing reports, and ensuring compliance with regulations.

CommercialConstructionProperty ManagementReal EstateResidential

H1B Sponsor Likely

Responsibilities

Completes client trades accurately and efficiently. All trades are completed in a timely manner to satisfy client need and regulations and with diligence to insure 100% accuracy

Responsible for investment tracking, required minimum distribution (RMD) tracking, and money movements between accounts. Tracks both high and low cash balances for client accounts

Communicates with clients when appropriate to review and gain approval on Advisor’s recommendations

Prepares, analyzes, and reviews high cash report with Advisors to determine action items. Creates tasks based on review and provides follow-up

Maintains communication with client during the financial planning process. Answers client inquiries and provides readily available information to clients, if requested and as allowable, as it relates to servicing their accounts

Works with Team Members to create timely and compliant Managed Account Deliverables

Performs the calculation of required minimum distributions (RMD), facilitates distribution on behalf of the client(s) and provides thorough documentation of work performed

Understands product solution strategies for the Team Members to suitably address clients’ needs primarily as they relate to cash flow, money distribution and investment allocation

Prepares and ensures new business paperwork processes successfully. Coordinates with Home Office to resolve issues that may arise

Supports compliance within the practice and fulfills all compliance responsibilities. Develops an understanding and adheres to all compliance regulations throughout the course of employment

Accepts and performs other duties as assigned

Qualification

Securities LicensesInsurance LicensesMS OfficeAnalytical skillsOrganizational skills

Required

Bachelor's degree (B.A.) from a four-year college or university; or two to three years related experience and/or training; or equivalent combination of education and experience

Candidate must be fully licensed, current and in good standing, in: Securities Licenses – Series 7 and Series 66, Insurance Licenses – State Life and Health

Intermediate to advanced knowledge in MS Office and Outlook is required

Organizational skills, ability to prioritize a diverse workload and multi-tasking, and taking initiative in daily responsibilities

Strong work ethic, team player, and high degree of professionalism

Strong attention to detail and analytical skills are critical

Ability to adhere to rules and regulations as stated and required by Advisor and Ameriprise Financial

Ability to support compliance within the Advisor's practice

Benefits

401(k)

Paid time off

Parental leave

Company

Ameriprise Financial Services, LLC

Glassdoor3.8

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.

Founded in 1990

Vancouver, Washington, USA

5001-10000 employees

https://www.kpsinc.net

H1B Sponsorship

Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (105)

2024 (74)

2023 (62)

2022 (105)

2021 (82)

2020 (73)