Unity Growth · 2 months ago
Head of Investor Relations
Washington, DC
Full-time
Hybrid
Lead/Staff, Director/Executive
5+ years expUnity Growth Fund is a stage-agnostic venture capital firm focused on transformative technology investments. The Head of Investor Relations will lead compliance functions and support finance operations, ensuring adherence to securities laws and maintaining financial integrity as the firm scales its investment activities.
Venture Capital & Private Equity
Responsibilities
Serve as the firm's primary compliance officer, responsible for developing, implementing, and maintaining comprehensive compliance policies and procedures
Ensure compliance with federal and state securities laws, including Investment Advisers Act of 1940, Securities Act of 1933, and applicable exemptions
Oversee preparation and filing of all regulatory documents, including Form D filings and state blue sky notices
Manage investor qualification processes, including verification of accredited investor and qualified purchaser status
Monitor regulatory developments and assess impact on fund operations; implement necessary policy updates
Prepare for and manage regulatory examinations and inquiries from the Securities and Exchange Commission and state regulators
Maintain and update the firm's compliance manual and code of ethics
Conduct periodic compliance testing and risk assessments across fund operations
Prepare financial statements for multiple investment vehicles with precision and accuracy
Calculate and maintain net asset values (NAV) and investor capital account balances
Manage investor capital calls, distributions, and waterfall calculations
Coordinate with third-party fund administrators and auditors to ensure seamless reporting processes
Maintain detailed capital account records and prepare investor statements
Oversee investor onboarding processes, including review of subscription documents and investor qualification materials
Support tax preparation processes, including coordination of Schedule K-1 distribution
Respond to investor inquiries regarding capital accounts, distributions, and financial reporting
Ensure proper documentation and recordkeeping for all investor transactions
Implement and maintain internal controls over financial reporting and compliance processes
Maintain organized records in accordance with document retention policies and regulatory requirements
Support annual audits and coordinate with external counsel on legal and compliance matters
Develop and deliver compliance training programs for staff and stakeholders
Oversee anti-money laundering (AML) and know-your-customer (KYC) procedures
Track and record investment transactions, including capital deployments and realizations
Monitor and reconcile bank accounts, investment positions, and cash flows
Coordinate with portfolio companies regarding valuation support and information requests
Assist with preparation of materials for quarterly valuation committee meetings
Qualification
Required
Bachelor's degree in Accounting, Finance, Law, or related field
Minimum 3 years of professional experience at the Securities and Exchange Commission in examination, enforcement, or advisory capacity
5-7+ total years of compliance and/or fund accounting experience with private equity, venture capital, or alternative investment funds
Deep expertise in securities laws and regulations applicable to private funds and investment advisers
Strong understanding of partnership accounting, including capital account mechanics and carried interest calculations
Experience with private placement exemptions and private fund structures
Proven track record of managing regulatory examinations and implementing compliance programs
Proficiency with fund accounting software and Microsoft Excel (advanced functions)
Exceptional attention to detail and ability to manage multiple priorities with tight deadlines
Strong analytical, problem-solving, and critical thinking skills
Excellent written and verbal communication abilities, with experience presenting to senior management
Preferred
J.D., CPA, or Series 65 license
Experience working with fund administrators (e.g., SEI, SS&C, Citco, JPM)
Prior experience with emerging manager or growth-stage venture capital funds
Experience with multi-vehicle fund complexes and special purpose vehicles
Knowledge of ASC 820 (fair value measurements) and ASC 946 (investment company accounting)
Familiarity with FINRA, state securities regulations, and international regulatory frameworks
Experience implementing compliance technology solutions
Company
Unity Growth
Unity Growth Fund specializes in private investments primarily in the technology sector.
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase