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Capital One · 1 month ago

Director, Enterprise Know Your Customer (KYC) Compliance Program

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$218K/yr - $249K/yr

7+ years exp

Capital One is seeking a Director for their Enterprise Know Your Customer (KYC) Compliance Program. This role involves leading AML risk management efforts, ensuring compliance with KYC regulations, and representing the AML program to both internal and external stakeholders.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Ownership and oversight of the Enterprise Know Your Customer (KYC) Standard and related policies and documents including oversight of the Enterprise Know Your Partner (KYP) program for the card payment network

Collaborate with Line of Business AML Advisors and Line of Business partners to assess the effectiveness of and compliance with the KYC Standard to ensure consistent application

Provide AML KYC/KYP consultation and guidance to internal stakeholders and Executives on applying the KYC/KYP requirements, identifying and mitigating risk, developing mitigation plans (as warranted), business initiatives, and other risk management and control activities related to KYC/KYP

Provide senior management with effective, credible and grounded challenge regarding AML/KYC/KYP regulatory risk and control management, ensuring management is making informed and appropriate risk decisions, and allocating appropriate attention and resources to risk management

Influence senior management to drive realization and mitigation of new and emerging risks especially via structuring slides and presentations in order to convey risk information

Provide leadership across broader AML department for program enhancement and associate development

Direct interaction with Audit and External Regulators with regard to responding to inquiries, exams, audits related to the KYC/KYP program

Qualification

AML/KYC expertiseRisk managementLeadership skillsFinancial services experienceCAMS certificationAnalytical skillsInfluencing skillsCommunication skillsInterpersonal skillsPresentation skills