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CoVantage Credit Union · 1 month ago

Regulatory and Compliance Specialist

Antigo, WI

Full-time

Onsite

Entry Level

2+ years exp

CoVantage Credit Union is excited to be adding a Regulatory Specialist to our growing Compliance team! In this role you will support the Compliance Officer with ensuring compliance with federal and state regulations, monitoring regulatory changes, and assisting with implementing policies to mitigate risk.

BankingFinancial Services

Culture & Values

Responsibilities

Assists in developing and maintaining a library of compliance resources utilizing resources of the Wisconsin Credit Union League (WCUL), TruStage, National Credit Union Administration (NCUA), and other regulatory bodies such as Federal Financial Institutions Examination Council (FFIEC) and Consumer Financial Protection Bureau (CFPB), and facilitating staff education

Completes compliance packets, distributes to executive management, and takes minutes at compliance committee meetings. Ensures all documentation is thorough and accurate

Assists the Compliance Officer with maintaining document retention requirements, compliance reviews, and projects

Coordinates timely and accurate production of records pursuant to subpoenas and other requests for documents from agencies such as law enforcement, governmental regulatory agencies, law enforcement, and attorneys

Is familiar with and adheres to all aspects and provisions of regulations and policies as they pertain to the individual’s assigned job duties

Identifies areas of improvement by providing process improvement recommendations and maintains up-to-date written procedures