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Stifel Financial Corp. · 2 weeks ago

AML CIU Sanctions Analyst II

St Louis, MO

Full-time

Onsite

Mid Level

3+ years exp

Stifel Financial Corp. is a global wealth management and investment banking firm committed to innovation and client success. The Sanctions Analyst II will support the firm’s sanctions compliance program through client and transactional investigations, while collaborating with cross-functional teams to enhance sanctions-related processes and ensure compliance with regulatory requirements.

BankingFinanceFinancial Services

Responsibilities

Conduct reviews and investigations of potential sanctions matches, including escalations, reporting, and ongoing monitoring

Interpret and summarize new or updated executive orders and sanctions, performing gap analyses and coverage assessment to assess impact on clients, products, and business lines

Maintain a current understanding of sanctions, money laundering, and terrorist financing issues, including relevant policies, procedures, regulations, and industry best practices

Support the execution of the sanctions program and client due diligence in line with AML and sanctions policies and procedures

Collaborate with CIU leadership to recommend enhancements to governance programs and practices

Serve as a subject matter resource for sanctions-related inquiries, providing guidance to business and compliance personnel

Document findings, update sanctions tracking spreadsheets, and escalate concerns as appropriate

Perform reporting obligations to OFAC as needed and Annual OFAC Reporting through ORS

Participate in collaborative discussions to improve systems, processes, and tools used to identify sanctions risks

Assist in drafting and maintaining up-to-date policies and procedural documentation

Qualification

Sanctions complianceAML knowledgeFinancial crimes investigationsData analytics toolsCompliance analysisBachelor's degreeMicrosoft Office proficiencyCommunication skillsCollaborative work

Required

Experience conducting financial crimes investigations, with an emphasis on sanctions, OFAC, and global regulatory requirements within a broker dealer

Strong understanding of AML, BSA, and sanctions compliance within a brokerage, including customer due diligence (CDD), enhanced due diligence (EDD), and know your customer (KYC) processes

Ability to analyze complex financial activities and identify potential risks

Familiarity with compliance analysis, reporting, and risk control mechanisms

Strong written and verbal communication skills, with the ability to summarize complex regulatory language and findings

Ability to work collaboratively across departments and with external stakeholders

Minimum Required: Bachelor's degree or equivalent combination of education and experience

Minimum Required: 3+ years of financial industry or related experience; 2+ years of AML, sanctions, or related risk experience

Proficiency in Microsoft Office (Outlook, Word, Excel, PowerPoint)

Experience with AML/sanctions compliance software, SQL Server, and relevant data analytics tools (e.g., Actimize, Thomson Reuters, Moody's, Bloomberg Sanctions Feed)

Benefits

Health, dental and vision care

401k

Wellness initiatives

Life insurance

Paid time off

Company

Stifel Financial Corp.

Glassdoor3.5

Established in 1890, Stifel, Nicolaus & Company, Incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment banking, investment advisory, and related services to individual investors, professional money managers, businesses, and municipalities through more than 400 locations across the U.S.

Founded in 1890

St Louis, Missouri, USA

5001-10000 employees