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Figure · 2 days ago

Digital Assets Compliance Officer

United States

Full-time

Remote

Mid, Senior Level

$94K/yr - $110K/yr

3+ years exp

Figure is transforming capital markets through blockchain, proving that blockchain powers real products for consumers and institutions. The Compliance Officer will be responsible for building and maintaining the US Crypto Compliance Program to ensure compliance with regulatory requirements across various jurisdictions.

BlockchainFinanceFinancial ServicesFinTech

No H1B

U.S. Citizen Only

Responsibilities

Assisting the CCO in ensuring that the cryptocurrency exchange complies with all applicable laws and regulations

Assist with documentation of risk reporting procedures and ensure in line with models and methodology documentation

Assist in the daily risk reporting and monitoring of the markets and measuring the risk exposure of user portfolios

Proactively identify, report and ensure transparency of risks, and immediate escalation of material issues to risk managers

Analyze market microstructure on crypto derivative markets, periodically review and calibrate risk models according to market conditions

Monitor compliance with regulation and perform both qualitative and quantitative analysis, independent testing, automating the monitoring and challenging of data and models

Monitor the development of crypto exchange industry and identify industry trends and risks for further business development

Conducting investigations into potential Exchange rule violations, performing various compliance-related audits and monitoring, and handling other compliance-related functions

Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money laundering and fraud

Routinely communicate with market participants regarding compliance-related functions and investigative responsibilities

Communicate compliance analysis and findings to department management, staff, and other business members

Assesses the organization’s cryptocurrency activities to identify any potential areas of non-compliance, and makes sure that all related procedures and controls are properly implemented

Assist in the implementation and documentation of standard operational processes related to new product listing, product parameters and model parameters calibration

Qualification

Cryptocurrency regulationsRisk management protocolsBlockchain technologyMoney transmitter licensesRegulatory approvalsAML/CTF regulationsBachelor's degreeInterpersonal skills