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Vanguard · 1 month ago

Senior Risk Director, Personal Investor (Sales and Client Management)

Charlotte, NC

Full-time

Hybrid

Senior Level, Lead/Staff

8+ years exp

Vanguard is a company dedicated to the long-term financial wellbeing of its clients. They are seeking a Senior Risk Director to lead the risk management program for the Personal Investor Division, providing guidance and oversight to ensure risk-informed decision-making and cultivating a strong risk culture within the division.

FinanceFinancial Services

No H1B

Responsibilities

Develop, mentor, and provide guidance, training, and motivation, as necessary. Hire, evaluate, and counsel crew. Set performance standards, review performance, provide feedback, and recommend wage increases in accordance with all applicable Human Resources policies and procedures

Provide guidance and oversight to a team of risk practitioners as they analyze risks to the business and apply risk methodology to those risks. Be accountable for the timely completion of risk projects and ensuring the work of the risk practitioners is creating the desired outcomes

Engage with senior business leaders to understand their goals and identify risks to their business areas. Provide advice and guidance to business leaders to influence risk-smart decision-making

Design, implement, and lead the divisional risk management program. Provide divisional oversight to the enterprise and partners based on the operational and strategic risk framework. Maintain strong relationships with key stakeholders of aligned division. Responsible for cultivating a strong risk culture across division

Partner with key stakeholders to establish and implement risk and control management standards within the division's processes, based on the divisional risk profile and enterprise and divisional policies. Provide vision and leadership regarding existing and emerging risks, in alignment with strategic priorities. Effectively communicates strategies and plans to all appropriate parties

Develop and maintain in-depth knowledge and awareness of the investment industry, risk management practices, and regulatory and/or policy changes. Serve as a subject matter expert on risk management discussions. Take an active role in industry forums and remains current on issues and regulatory events affecting the division, firm, and industry

Participate in special projects and performs other duties as assigned