Mitsubishi UFJ Trust and Banking Corporation, New York Branch · 21 hours ago
Internal Auditor - AVP
NYC Metro Area
Full-time
Onsite
Mid, Senior Level
$120K/yr - $130K/yr
6+ years expMitsubishi UFJ Trust and Banking Corporation, New York Branch is seeking an Internal Auditor - AVP to support the U.S Audit Office in providing independent assessments of the Bank's control environment. The role involves performing audits, assessing governance and risk management processes, and influencing management to improve the internal control environment.
Financial Services
Hiring Manager
Kenia T.
Responsibilities
Perform audits in accordance with established standards as outlined in the current Internal Audit Policies and Procedures. Support the audit results and audit reports inclusive of management action plans
Assess the state of governance, risk management and internal control (GRC) processes to identify internal control gaps or weaknesses related to key business risks
Directly perform all phases of the internal audit process, including control test work and documentation, or where assigned to be the Auditor-in-Charge (AIC) direct other USAO team members to perform audit work. Review and provide feedback to these audit work to ensure the collective business audit work meets the expectations of our USAO function
Complete root-cause analysis on the result of the assigned business audit activities and assess the factors that led to the control gaps or weaknesses. The position must help report results of audit work in an effective and timely manner, leading to appropriate remedial action and ongoing management of risk
Draft audit findings and promptly discuss them with management and provide the final product to AIC or Senior Vice President for incorporation into final audit report. When presenting internal control gaps or weaknesses identified in the course of the audit activities, be able to advise management on the adequacy, sufficiency, effectiveness and sustainability of the corrective actions (SMARTS action plans)
Influence management to advance the internal control environment for the Business through credible challenge and the identification. Report and track high impact risk issues that align with industry best practices and regulatory requirements and expectations for the areas of expertise. As relevant, contribute with the Third Line of Defense’s assessment of management’s plans to respond to regulatory issues and inquiries
Adhere to the Internal Audit methodology in place. Minimize Quality Assurance comments (e.g., through robust and timely documentation of work papers prior to report issuance), and address QA findings. promptly
Based on changes in the business work environment, job responsibilities can change, and additional functions and tasks may be added or removed accordingly. Additionally, this position will perform other duties as required and participate in special projects as deemed necessary and appropriate by Management
Qualification
Required
Bachelor's Degree
Minimum of 6 years of relevant work experience in the financial industry and related markets experience
Experience with Control assessments and testing, Operational Risk Management, SOX or Compliance testing
Outstanding verbal and written communication skills
Must be versatile, able to work effectively, independently, and as part of a team
Proficient in Microsoft Excel, Microsoft Word, and other Office products (advanced)
Ability to deliver practical solutions in a demanding high-pressure environment
Demonstrate analytical and critical thinking skills in assessing the Bank's GRC processes, inclusive of enterprise and emerging risks, for the areas assigned to audit
Benefits
Comprehensive health and wellness benefits
401(k) retirement and savings plan
Educational assistance and training programs
Paid maternity and parental bonding leave
Paid vacation
Sick leave
Holidays
Company
Mitsubishi UFJ Trust and Banking Corporation, New York Branch
Mitsubishi UFJ Trust and Banking Corporation, New York Branch (MUTB-NY), is the sole US branch of Mitsubishi UFJ Trust and Banking Corporation (MUTB), the trust bank subsidiary of the Mitsubishi UFJ Financial Group (MUFG).
201-500 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase