Madison-Davis, LLC · 1 month ago
VP E-Comm Surveillance Officer
New York, NY
Full-time
Onsite
Senior LevelMadison-Davis, LLC is a leading Global Investment Bank looking to add a VP E-Comm Surveillance Officer. This role involves building a robust trade and communications surveillance program and requires collaboration with senior leadership and key stakeholders.
Human ResourcesInformation TechnologyStaffing Agency
Responsibilities
Ensure T+1 timeline for communications surveillance is adhered to, except in any special circumstances
Analyze alerts and relevant data to determine whether a communication involves violations law, rules and regulations and/or firm policies
Familiarize with the emerging trends pertaining to regulatory changes and remain updated on trends related to communications surveillance (e.g., market abuse, regulatory expectations, etc)
Qualification
Required
Experience in surveillance or project management
Ability to analyze alerts and relevant data
Familiarity with regulatory changes and trends related to communications surveillance
Ability to provide updates to senior stakeholders, regulators, and internal audit
Ability to adhere to T+1 timeline for communications surveillance
Company
Madison-Davis, LLC
Madison-Davis is a staffing and recruiting company offering financial services.
Founded in 1982
51-200 employees
H1B Sponsorship
Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)
Funding
Current Stage
Growth StageLeadership Team
I
Ian Stewart
Founder and Advisor
Company data provided by crunchbase