Cetera Financial Group · 1 month ago
Retirement Plan Solutions Analyst
San Diego, CA, United States
Full-time
Hybrid
Mid Level
$70K/yr - $110K/yr
3+ years expCetera Financial Group is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice. The Retirement Plan Solutions Analyst will ensure compliance with fiduciary programs, provide operational support for retirement plans, and facilitate onboarding of new advisors and vendors.
AdviceFinancial ServicesRetailRetirementWealth Management
Responsibilities
Play a key role in ensuring Cetera Financial Group’s ERISA/retirement plans fiduciary programs continue to conform to set guidelines
Comply with processes and procedures of the team, including regulatory requirements
Provide day-to-day operational support of CFG fiduciary programs, ensuring accuracy, key metrics, and SLA’s achieved
Responsible for daily process of work associated with CFG’s retirement plan fiduciary programs, including new account set-up and maintenance
Facilitates agreement review and ensure alignment with outside vendor data
Provide program support, including onboarding of new advisors and record-keepers/vendors
Respond to inquiries from internal and external customers via email in a timely fashion
Perform detailed research as required
Strong communication skills with advisors, vendors, and internal teams
Ability to communicate clearly in written format, including the ability to document decisions made effectively by program management, with supporting rationale
Provide feedback and contribute to improving the overall fiduciary program experience
Ability to distinguish multiple firm-specific versions of agreements and forms, recognize similarities and differences across firms; and to apply knowledge of each, as appropriate
Ability to manage daily work with multiple vendor relationships under direction of program management
Proficiency with the technology platform(s) used by the Retirement Plan Solutions (RPS) team
Natural curiosity with respect to how things work, and why, and how they fit together
Strong organizational skills
Qualification
Required
Bachelor's degree or equivalent experience
3-5 years of financial services experience
Preferred
Experience with employer sponsored retirement plans
Bachelor's Degree in Business, Economics, Finance or Accounting
Series 65, 66, 7
3+ years' experience with direct business and/or advisory operations and customer service
3+ years of advanced Excel experience (v-lookup, shortcut keys, etc.)
Benefits
Competitive performance-based bonus
Company
Cetera Financial Group
Cetera Financial Group is a privately-held, independent broker-dealer and investment adviser families.
1001-5000 employees
H1B Sponsorship
Cetera Financial Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (7)
2024 (3)
2023 (5)
2022 (2)
2021 (2)
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
Genstar Capital
2023-10-04Private Equity
2018-07-17Acquired
Leadership Team
Michael Durbin
Chief Executive Officer
Dan Burkott
Chief Compliance Officer - Tax Channel
Recent News
2026-01-07
2026-01-07
2025-12-27
Company data provided by crunchbase