Brown Brothers Harriman ยท 2 weeks ago
Compliance Data Analytics Team Lead
New York, United States
Full-time
Onsite
Mid, Senior Level
$110K/yr - $150K/yr
5+ years expBrown Brothers Harriman is a premier global financial services firm, known for premium service and specialist expertise. The Compliance Senior Data Analyst will manage a small team and support transaction monitoring and custody surveillance systems, focusing on enhancing processes and ensuring compliance with AML regulations.
BankingFinancial ServicesSecurity
Responsibilities
Manage a small team of data analysts to drive transaction monitoring and automation projects within Compliance. Projects include model technical enhancements and tuning; model validation issue resolution; and data governance regression and feed updates
Identify issues and recommend technical enhancements to existing models and rulesets to improve productivity
Document changes to transaction monitoring and custody surveillances systems and prepare regulatory documentation as a part of the deliverables for DFS Regulation Part 504
Review changes to BBH data feeds and firmwide processes for potential risk to the Transaction Monitoring Program
Recommend processes to ensure compliance with US and non-US AML and Sanctions laws and regulations, regulatory guidance and evolving best practices
Formulating, recommending and driving the implementation of processes and/or systemic improvements
Liaise with other business and technology groups to ensure the proper resolution of data governance issues
Assist Compliance colleagues on key data projects, such as the Enterprise Risk Assessment and Compliance Monitoring Program
Participate in the model validation process to identify and recommend solutions to observations
Translating potentially complex requests or requirements into business-oriented communications
Draft or provide SME input to business requirements documents
Qualification
Required
Undergraduate degree required
5-7 years of relevant AML and Sanctions program experience
Experience maintaining and optimizing transaction monitoring systems (e.g., Actimize, Oracle)
Understanding of AML statutes and regulatory requirements and related guidance
Intermediate to strong proficiency with SQL
Strong understanding of Oracle and SQL Server databases
Capable of executing a range of complex tasks and analyses, including technical problem solving and debugging
Strong level of comfort with data analysis/manipulation
Strong knowledge of financial transactions, including securities movements
Excellent verbal, written, and interpersonal skills
Demonstrated ability to work across business lines, particularly with systems colleagues and developers
Strong organizational, planning and project management skills
Preferred
Proficiency with Alteryx and/or Python a plus
Benefits
Discretionary bonuses
Profit-sharing
Long-term savings
Healthcare
Income protection
Professional development opportunities
Time off
Company
Brown Brothers Harriman
Brown Brothers Harriman is an American partnership bank that offers a range of international investment and banking services.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Dana Pasricha
Managing Director/ Head of Reference Data, Shared and Tax services at Brown Brothers Harriman
Douglas Maine
Senior Advisor
Recent News
capital-riesgo.es
2025-12-21
Affiliated Managers Group, Inc.
2025-11-03
2025-10-31
Company data provided by crunchbase