US Tiger Securities, Inc. · 1 month ago
Brokerage Professional Senior Associate
New York, NY
Full-time
Hybrid
Mid Level
3+ years expUS Tiger Securities (USTS) is a New York based full-service brokerage firm dedicated to providing excellent investment opportunities. The Brokerage Professional Senior Associate will manage and strengthen client relations, focusing on servicing institutional clients through efficient trade processing, settlement, and reporting.
Financial Services
Responsibilities
Serve as primary point of contact for institutional clients, delivering exceptional service in timely and satisfactory manner
Develop strong relationships with clients and have a deep understanding of their business’s needs, challenges, and goals
Maintain existing client relationships through processing client requests, resolving client inquiries, and making sure key client information and documentation is up to date
Lead the onboarding process for new institutional clients, ensuring they are set up correctly on clearing platform and compliant with regulatory requirements
Collaborate with internal teams to facilitate integration of institutional clients into our clearing environment, providing technical support as needed
Follow through the entire inquiry process to a permanent resolution to ensure client satisfaction
Identify opportunities to streamline clearing processes, reduce errors, and enhance overall efficiency
Prepare client experience feedback reports for ad hoc projects and product optimization
Actively engage in available training and education programs to stay informed and up to date on policies, procedures, and risk awareness
Perform periodic record keeping, reports filing, and other tasks as assigned
Qualification
Required
Bachelor's or Master's degree
Minimum of 3 years of experience working in the Finance industry
Relevant Certifications (FINRA Series 7 & Series 63, or equivalent)
Excellent verbal communication skills in English, as well as in Mandarin or Cantonese
Strong understanding of Institutions, regulatory requirements, and KYC/AML guidelines
Detail-oriented with excellent organizational, task management and problem-solving skills
Ability to take ownership of client issues and follow up appropriately
Familiarity with brokerage account types, regulatory requirements, and KYC/AML guidelines
Ability to work under pressure while maintaining professionalism and accuracy in a fast-paced, dynamic environment
Strong interpersonal skills
Must be proactive, self-motivated, detail-oriented, and client service oriented
Proficient in Microsoft Office Products (Excel, PowerPoint, Word)
Preferred
Business related majors are preferred
Benefits
401(k)
401(k) matching
Dental insurance
Health insurance
Paid time off
Company
US Tiger Securities, Inc.
US Tiger Securities, Inc. is regulated by the US SEC (Securities and Exchange Commission) and the US CFTC (Commodity Futures Trading Commission).
51-200 employees
H1B Sponsorship
US Tiger Securities, Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (34)
2024 (37)
2023 (22)
2022 (24)
2021 (8)
2020 (9)
Funding
Current Stage
Growth StageCompany data provided by crunchbase