Senior Commodities Compliance Advisory Officer jobs in United States
cer-icon
Apply on Employer Site
company-logo

Madison-Davis, LLC · 4 weeks ago

Senior Commodities Compliance Advisory Officer

positionNYC Metro Area
timeFull-time
remoteHybrid
senioritySenior Level
money$225K/yr - $300K/yr

Madison-Davis, LLC is a trading firm located in Downtown Manhattan, and they are seeking a Senior Commodities Compliance Advisory Officer to join their team. This role involves serving as a subject matter expert on commodities trading compliance and advising various teams on compliance requirements.

Human ResourcesInformation TechnologyStaffing Agency
check
Growth Opportunities
check
H1B Sponsor Likelynote

Responsibilities

Serve as the firm's subject matter expert on commodities trading compliance, with expertise in CFTC, ICE, CME, and MiFID II regulations
Advise traders, quants, and operations teams on compliance requirements related to commodities trading
Monitor trading activity for signs of market abuse, manipulation, or disruptive practices
Collaborate with technology teams to integrate compliance controls into automated and algorithmic trading strategies
Lead responses to regulatory inquiries, audits, and examinations
Develop and deliver targeted compliance training for the commodities trading desk

Qualification

Commodities trading complianceCFTC regulationsICE regulationsCME regulationsMiFID II regulationsRegulatory inquiries responseCompliance trainingMarket abuse monitoringCollaboration with technology teams

Required

Serve as the firm's subject matter expert on commodities trading compliance, with expertise in CFTC, ICE, CME, and MiFID II regulations
Advise traders, quants, and operations teams on compliance requirements related to commodities trading
Monitor trading activity for signs of market abuse, manipulation, or disruptive practices
Collaborate with technology teams to integrate compliance controls into automated and algorithmic trading strategies
Lead responses to regulatory inquiries, audits, and examinations
Develop and deliver targeted compliance training for the commodities trading desk

Company

Madison-Davis, LLC

twittertwitter
company-logo
Madison-Davis is a staffing and recruiting company offering financial services.
dateFounded in 1982
location
Tarrytown, New York, USA
people-size51-200 employees
web-link
http://tmdg.com

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

I
Ian Stewart
Founder and Advisor
linkedin
Company data provided by crunchbase