TD Securities · 1 month ago
Associate - U.S. Non-Trading Market Risk Management
Buffalo-Niagara Area
Full-time
Onsite
Entry, Mid Level
$100K/yr - $120K/yr
2+ years expTD Securities is a leading provider of capital markets products and services. The Associate - U.S. Non-Trading Market Risk Management role focuses on managing and overseeing market risks, ensuring compliance with regulations, and providing support to various business partners.
BankingFinanceFinancial Services
Responsibilities
Maintain a culture of risk management and control, supported by effective processes in alignment with the established risk appetite for Non-Trading Market Risks
Provide oversight of the Non-Trading Market Risk management, including independent reviews of key assumptions and model usage, hedging effectiveness and strategies, investment portfolio, and non-trading market risk framework and policy
Oversees enterprise, ad hoc risk, and compliance programs [e.g., Governance Frameworks] ensuring enterprise-wide application of appropriate findings, identified issues are escalated as necessary, and that appropriate reporting is provided on a timely basis to Senior Management and/or the Board
Drives and builds enterprise Risk Management reporting and Risk dashboard functions to proactively monitor, measure, and report on key risk factors to track effectiveness; provides appropriate decision support and escalation to Risk Management leadership team and/or other stakeholders
Provides continuous review of all processes/procedures/controls to ensure that the business, control, and infrastructure functions are meeting the organization's requirements with respect to effective risk management
Monitors and escalates the firm's non-trading market risk positions and metrics
Ensures the compliance of the Non-Trading Market Risk processes with US regulations. Understands that regulatory compliance is not sufficient and that capabilities should be commensurate with the size, scale and complexity of the bank
Liaise closely with other business partners including Treasury, Balance Sheet Management, Front Office, other second-line of defense risk partners, and Internal and External Auditors
Facilitate, and/or implement actions and remediation plans to address performance / risk /governance issues
Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
Assists in the identification of all key market risks and determines appropriate risk metrics to assess these risks; maintains thorough understanding of all key risk and risk-related issues through continual review of risk reports/related data and dialogue with relevant parties
Establishes dialogue with TDS trading desks in regards to current positions, key risks, views and strategies
Assists in the establishment of formal market risk policies and procedures and ensures on-going suitability to business evolution
Assists with local market risk regulatory issues
Develops a thorough understanding of business strategies and key factors contributing to profitability; involved in P&L attribution and periodic performance analysis with commentary linking the desks’ performance to specific trading strategies, positions, market conditions and underlying risks
Facilitates the design of appropriate stress tests and scenarios that will highlight key market risks, in specific business lines and in the firm as a whole, under stress situations and provides ongoing commentary on stress results
Provides periodic analysis and commentary of key market risks for senior management review
Keeps abreast of new risk management techniques and industry literature
Demonstrates governance, control and risk management behaviors in alignment with TD policies and practices
Ensures that execution of your function is in line with documented procedures specific to your role or business
Qualification
Required
4 year degree required
2-4 years of experience
Knowledge of interest rate, FX, and equity risk, including models and key assumptions for both retail (mortgage) and wholesale banking and investment products
Demonstrated strong conceptual and analytical abilities
Strong internal control orientation
Exceptional problem-solving skills, communication skills (both written and verbal), and interpersonal skills
Strong attention to detail and ability to meet tight deadlines
Preferred
Advanced degree preferred
Focus on Non-Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance Sheet Risk Management)
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-06
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