Compliance Intern (On-site OR Remote) jobs in United States
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OneDigital · 1 month ago

Compliance Intern (On-site OR Remote)

OneDigital is a rapidly growing strategic advisory firm that is looking for a rising college Junior or Senior to intern with their team. The intern will assist the Compliance Department with various projects, compliance questions, and internal controls analysis.

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Culture & Values

Responsibilities

Under direction of the Compliance Director, provide assistance to the OneDigital Investment Advisor’s Compliance Department for projects and initiatives
Help prepare responses to compliance questions posed through the Compliance Portal
Assist in analyzing internal controls in order to detect violations of compliance policies/procedures, including Code of Ethics/Personal Trading/Client Trading
Review information gathered by associates for adherence to the Code of Ethics
Assist with review of compliance surveillance reports and investigate exceptions

Qualification

Compliance researchFinancial markets knowledgeProject managementMicrosoft Office SuiteCommunicationAttention to detailProblem-solvingDiscretion with informationTeam collaborationInitiative

Required

Desire to conduct compliance research and analysis
Self-starter with project management skills; respond to managerial direction, complete tasks on time, and take responsibility for actions
General understanding of the financial markets
Strong communication skills (verbal/written)
Strong attention to details and problem-solving skills
Balances team/individual responsibilities; exhibits objectivity/openness to new ideas and welcomes feedback
Demonstrate initiative
Must have ability to handle business-sensitive/confidential information in a discrete manner
Strong computer skills and demonstrate a high level of proficiency with Microsoft Office Suite (Word/Excel/PowerPoint/etc.)
A rising Junior or Senior pursuing a bachelor's degree in Business, a business related degree or Pre-Law

Benefits

Health, wellbeing, retirement, and other financial benefits
Paid time off
Overtime pay for non-exempt employees
Robust learning and development programs
Reimbursement of job-related expenses per the company policy
Employee perks and discounts

Company

OneDigital

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OneDigital is focused exclusively on employee benefits.

Funding

Current Stage
Late Stage
Total Funding
unknown
Key Investors
CPP Investments
2025-09-19Secondary Market
2025-09-19Acquired

Leadership Team

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Mike Sullivan
Co-Founder & Chief Growth Officer
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Travis Dommert
SVP, Talent
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Company data provided by crunchbase