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MUFG · 9 hours ago

Global Financial Crimes Compliance Testing, Vice President

Irving, TX

Full-time

Hybrid

Mid, Senior Level

$114K/yr - $160K/yr

7+ years exp

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, dedicated to making a difference for clients and communities. The role involves supporting the Global Financial Crimes Compliance Testing function by conducting risk-based reviews of financial crimes compliance processes and ensuring the effectiveness of controls to mitigate financial crimes risk.

Financial Services

Responsibilities

Lead, or participate on, a team of testers in conducting and supporting financial crimes compliance reviews for MUFG Bank, Ltd. branches globally, that evaluate the effectiveness of existing financial crimes compliance frameworks, as well as the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance frameworks, and training

Develop test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, and lessons learned from regulatory findings and internally identified issues by compliance testing and internal audit

Assist in implementation of a coordinated, consistent and risk-based testing program

Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards

Assist in the drive of central coordination, governance, and reporting, leveraging regional structures and best practices

Prepare/review reports summarizing the objectives, scope, findings and conclusions of completed testing

Assist in the validation of Management Action Plans designed to address remediation efforts and testing findings

Coordinate with Issues Management to monitor and track resolution of testing findings

Assist with establishing appropriate testing management routines and ensure proper awareness of testing review results through reporting and other means

Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing

Support general compliance activities and other duties, including special projects as assigned

Qualification

Financial crimes complianceCompliance testingQuality control processesTest script creationRegulatory knowledgeAnalytical skillsCommunication skillsTeam leadership