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Ameriprise Financial Services, LLC · 1 month ago

Investment Operations Coordinator

Southport, CT

Full-time

Onsite

Entry, Mid Level

$65K/yr - $75K/yr

2+ years exp

Ameriprise Financial is a recognized financial planning practice dedicated to client satisfaction and tailored investment strategies. The Investment Operations Coordinator will assist financial advisors in managing client investment portfolios and providing comprehensive client relationship support. This role emphasizes collaboration and high standards of ethics in delivering exceptional client service.

CommercialConstructionProperty ManagementReal EstateResidential

H1B Sponsor Likely

Responsibilities

Maintain and manage client investment portfolios

Execute securities trades at the direction of team financial advisors

Work with clients and advisors to facilitate cash transactions and money movements

Review client-specific portfolio allocations and identify opportunities for diversification and rebalancing

Collaborate with advisors to create investment recommendations, monitor model portfolios and track performance of various equities, mutual funds, Exchange Traded Funds and other investments

Participate actively in client meetings and marketing events

Capture and document recommendations and key decisions

Document conversations with clients and any necessary compliance topics

Analyze client situations in preparation for comprehensive client meetings

Create illustrations for education, insurance, tax and estate planning topics using Ameriprise proprietary tools

Research client-specific planning opportunities, identify potential solution and prioritize execution

Implement client opportunities with exceptional service

Answer client questions and provide readily available information to clients (as allowable), as it relates to servicing their financial accounts

Assist clients independently with implementation of specific planning and investment strategies. Communicate in-person, by video, by phone, and by email depending on circumstances

Support periodic campaign-style outreach to clients based on market volatility and relative asset class valuations

Coordinate administrative topics for clients by providing clear direction to the support team and outside professionals (CPAs, estate planning attorneys, mortgage bankers, insurance professionals, and third-party administrators)

Qualification

FINRA Series 7FINRA Series 66CFACFPThomson ONEMorningstarSalesforceCommunication skillsOrganizational skillsTime management

Required

Undergraduate degree required

Outstanding verbal, written and listening communication skills

Ability to learn quickly, stay organized, manage time, and follow through on tasks to completion

Ability to Commute: Southport, CT 06890 (Required)

Preferred

2+ years professional work experience preferred

FINRA Series 7, Series 66 and applicable insurance licenses preferred

Professional designation (CFA, CFP, CPA, APMA) or Masters in related field ideal but not required

Experience using Thomson ONE software (or similar trading platforms), Morningstar and Salesforce preferred

Benefits

401(k)

Paid time off

Company

Ameriprise Financial Services, LLC

Glassdoor3.8

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.

Founded in 1990

Vancouver, Washington, USA

5001-10000 employees

https://www.kpsinc.net

H1B Sponsorship

Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (105)

2024 (74)

2023 (62)

2022 (105)

2021 (82)

2020 (73)