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Lincoln Financial · 19 hours ago

Product Regulatory Consultant

Radnor, PA

Full-time

Hybrid

Mid, Senior Level

$69K/yr - $125K/yr

3+ years exp

Lincoln Financial is a company focused on helping people confidently plan for their financial futures. They are seeking a Product Regulatory Consultant who will lead the preparation and management of complex regulatory filings for innovative financial products, collaborating with various teams to ensure compliance and accuracy.

AdviceFinanceFinancial ServicesInsurance

Responsibilities

Preparing more complex regulatory filings including the writing of disclosures for prospectuses, Statements of Additional Information (SAIs), supplements, and opinion letters

Drafting &/or filing applicable forms &/or documents and reports by identifying & complying with more complex regulatory requirements

Analyzing contractual language for new products & enhancements to ensure language complies with state and federal requirements, while maintaining consistency with product features and Lincoln standards

Reviewing post-effective season prospectuses and incorporating changes from product prior to providing to attorney for sign-off and then to RPO for insertion

Drafting more complex memorandums and addendums

Tracking and monitoring regulatory filings/supplements to ensure deadlines are met

Maintaining accurate records of approval information so that approved products and filings are correctly issued

Conducting research, responding to and/or reporting on more complex regulatory filing issues

Serving as a resource to internal stakeholders on regulatory product issues

Evaluating and answering questions in relation to the interpretation of contract and/or claims provisions as requested by internal and external customers

Collaborating with management, legal, compliance, actuarial and state regulatory personnel to obtain necessary information to be included in filings for new products, addition of riders/features, and updated language/funds on a registered product

Collaborating with appropriate stakeholders to ensure compliance in tracking new laws, regulations and industry developments and communicating developments and new procedures to internal stakeholders

Providing effective and open communication with internal/external stakeholders to ensure transparency and consistency of regulatory filings

Managing, conducting and/or participating in more complex projects