DRW · 2 weeks ago
Business Analyst - Regulatory Technology
Chicago, IL
Full-time
Onsite
Entry Level
$100K/yr - $150K/yr
1+ years expDRW is a diversified trading firm with over 3 decades of experience in sophisticated technology and exceptional people. They are seeking a highly motivated Business Analyst with strong data analysis skills to join their Trade Surveillance team, focusing on ensuring systems function accurately in line with regulatory compliance.
ConsultingFinanceFinancial ServicesFinTechVenture Capital
Responsibilities
Develop and execute test cases based on business requirements and functional specifications
Conduct UAT for new and enhanced surveillance alerts and regulatory reports, ensuring accurate logic, thresholds and data inputs
Document test cases and liaise with developers and compliance staff while driving matters toward resolution
Support broader compliance monitoring and regulatory reporting initiatives as needed. This may include analysis of large datasets of trading activity or other Regulatory Analytics projects — such as statistical modeling, predictive analysis, or other data science applications — to enhance surveillance and reporting effectiveness
Stay informed on global updates to relevant regulatory standards (e.g., SEC, FCA, MAS and NYDFS) that could impact surveillance logic or reporting obligations
Qualification
Required
Bachelor's degree in a STEM field such as Statistics, Mathematics, Computer Science, Data Science, Engineering or a quantitative field such as Financial Engineering or Quantitative Economics (or equivalent practical experience)
1–2 years of experience in trade surveillance, regulatory reporting, data analysis or a related role
Working knowledge of Python (Pandas, NumPy, scikit-learn, etc.) and SQL
Strong analytical skills with proven ability to work with large, complex datasets
Excellent written and verbal communication skills; ability to clearly document processes and findings
Detail-oriented with a structured problem-solving mindset
Benefits
Group medical, pharmacy, dental and vision insurance
401k (with discretionary employer match)
Short and long-term disability
Life and AD&D insurance
Health savings accounts
Flexible spending accounts
Company
DRW
DRW is a diversified trading firm that combines technology, research, and risk management to capture trading and investment opportunities.
1001-5000 employees
H1B Sponsorship
DRW has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (36)
2024 (35)
2023 (24)
2022 (24)
2021 (12)
2020 (8)
Funding
Current Stage
Late StageLeadership Team
James Radecki
Global Head of Business Development at Cumberland
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