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Stride Bank, N.A. · 1 month ago

Senior Lending Compliance Officer, Advisory

Oklahoma City, OK

Full-time

Onsite

Senior Level

5+ years exp

Stride Bank, N.A. is seeking a Senior Lending Compliance Officer to support its Compliance Management Program. The role involves ensuring compliance with banking regulations, providing guidance to fintech partners, and enhancing oversight reporting to support Bank programs.

BankingFinancial ServicesPayments

Responsibilities

Maintains effective working knowledge of applicable federal and state laws, regulations, and regulatory guidance through ongoing research, training, and participation in industry forums

Identifies and clearly communicates compliance gaps to business partners; develop and implement compliant solutions

Provides clear actionable guidance to fintech partners and Bank personnel on becoming and remaining compliant

Develops and enhances oversight reporting to help ensure the success of Bank programs, including fintech partner programs

Supports the development and implementation of new fintech partner products and services, ensuring compliance is embedded throughout the lifecycle

Assesses the impact of business process changes to the regulatory risk profile and the effectiveness of the control environment to maintain compliance

Assesses changes to regulatory requirements and provides guidance to impacted business partners to ensure effective implementation

Reviews internal and client-facing documents to ensure compliance with applicable laws and regulations

Scopes and executes compliance monitoring activities in alignment with the Bank’s compliance risk assessment and corporate risk appetite

Partners with process and data owners to validate data content

Maintains ongoing collaboration with business partners, delivering clear, risk-based guidance informed by regulatory assessments and control evaluations

Contributes to the maintenance and enhancements of compliance policies, program standards, procedures, guidelines, training documents and other associated forms/documents

Develops recommendations for updates to processes and systems to minimize compliance risk, improve performance and productivity, and ensure compliance with applicable laws, regulations, and standards

Investigates compliance-related issues, incidents, and consumer complaints; performs root cause analysis; collaborates with cross-functional stakeholders to resolve issues efficiently and effectively

Participates in third party audits and regulatory response activities pertaining to compliance

Performs other duties as assigned

Qualification

Compliance knowledgeRegulatory oversightCRCM certificationAnalytical skillsProject managementCommunication skillsProblem-solvingCollaborationTime management