Apply on Employer Site

Vanguard · 1 month ago

Divisional Risk Advisor, Specialist

Charlotte, NC

Full-time

Hybrid

Senior Level

5+ years exp

Vanguard is a company focused on the long-term financial wellbeing of its clients. They are seeking an ambitious high performing risk specialist to assist in the growth and development of the newly created division and its Risk Management Framework while providing ongoing consultative support to the business.

FinanceFinancial Services

No H1B

Responsibilities

Provide risk guidance, oversight, and assurance services to the business based on Vanguard's risk framework. Provide expert level risk advice and direction to the business

Act as a consultant for senior management team to draw on for advice and guidance regarding efficiency and effectiveness of risk management within the business

Develop and maintain strong relationships with internal stakeholders to understand their ongoing risk needs. Act as a thought partner to the business. Build credibility as a thought partner and effectively persuades and influences others

Provide risk thought leadership and expertise. Provide independent challenge and oversight in the development, implementation, and management of risk management strategies in accordance with business goals and objectives as well as standard risk management policies and procedures

Leverage the best practice for advice and wealth management, and work with controls function and project teams to establish risk mitigation strategies, detailed control improvement plans and approaches to controls monitoring

Work closely with the global risk partner community, Internal Audit and Compliance to identify areas for further efficiency and opportunities to drive more consistent practices. Support interactions with the wider Global Risk & Security (GR&S) team, facilitating discussions and removing roadblocks where they may arise

Provide risk-based training program to the business to foster a risk-smart culture

Keep updated on any specific advice and wealth regulatory requirements including any upcoming changes, and support integrating those into the Risk Management Framework, where applicable

Participates in special projects and performs other duties as assigned