BTIG · 1 day ago
Equity Research Supervisory Analyst
United States
Full-time
Remote
Senior Level
5+ years expBTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. They are seeking a Supervisory Analyst to support the equity research team by reviewing reports for compliance and ensuring clarity in financial communications to institutional investors.
Financial Services
No H1B
Responsibilities
Ensure content of research reports is clear, fair, and not misleading
Confirm the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for any rating. Research reports should be balanced in their language and presentation with risks to the investment properly conveyed
Validate that financial figures and estimates are applicable to the report and are properly updated in certain areas of the template
Screen for compliance ‘watchlist’ companies that could be mentioned throughout each report, and route name matches or other concerns through to the compliance control room
Cross-check compliance lists to ensure proper company and other disclosures are present in reports to adhere to regulatory requirements
Determine that information presented is publicly available and appropriately attributed, particularly when commenting on actual or possible corporate activity that could involve conflicts of interest
Conduct editorial work to ensure the presentation of the content is fitted for institutional clients and reads well in English
Function as a proficient user of BTIG’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to subscribers
Liaise with research analysts over issues such as wording of content and regulatory concerns, numerical inconsistencies, as well as the logic and clarity of their arguments
Approve model disclosures, PowerPoint presentations, email blasts, and other one-off communications to ensure they adhere to BTIG compliance and style standards
Qualification
Required
Bachelor's Degree required
5+ years of experience as a Supervisory Analyst
Active Series 16 License Required
Ability to prioritize and juggle several projects while working under tight deadline pressure
Highly organized approach to work with a meticulous attention to detail, especially during busy periods
Strong written communication skills to convey messages, suggestions, and concerns clearly and effectively to team members
Prior exposure to financial statement analysis, strong quantitative skills, and excellent grammatical skills
Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective
Preferred
Experience with the BlueMatrix publishing platform preferred
Company
BTIG
BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. It is a sub-organization of VR Insurance Holdings.
501-1000 employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
Blackstone Tactical OpportunitiesCLSAGoldman Sachs
2026-01-12Acquired
2016-12-05Series Unknown
2014-04-14Corporate Round
Leadership Team
Alvin Tam
Senior Vice President, Prime Brokerage
Jennifer Mermel
Chief Strategy Officer
Recent News
2026-01-22
2026-01-21
2026-01-20
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