Ameriprise Financial Services, LLC · 3 days ago
Senior Auditor
Ameriprise Financial is a diversified financial services leader seeking a Senior Auditor for its asset management audit team. The role involves planning and executing audit activities, ensuring compliance, and improving risk management processes.
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Responsibilities
Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities
Present objectives and results to various levels of management
Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes
Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations
Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas
Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed
Coordinate with appropriate control groups in planning and executing assigned work
Complete work within established timelines
Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines
Qualification
Required
Bachelor's degree or equivalent
Availability to travel
1-3 years in public accounting, internal audit, technology audit or related financial services field
Demonstrated proficiency in basic audit skills and business knowledge
Demonstrated aptitude for project leadership
Preferred
CIA, CISA, CPA, CFSA, CRMA
2-4 years of professional experience
Strong oral and written communication skills
Standard desktop computing skills, PowerBI
Benefits
Vacation time
Sick time
401(k)
Health, dental and life insurances
Company
Ameriprise Financial Services, LLC
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.
H1B Sponsorship
Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (105)
2024 (74)
2023 (62)
2022 (105)
2021 (82)
2020 (73)
Funding
Current Stage
Late StageLeadership Team
Recent News
2025-10-03
2025-10-02
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