Associate, Regulatory Analysis I jobs in United States
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BNY · 10 hours ago

Associate, Regulatory Analysis I

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Financial Analyst to join their Regulatory Administration team, where the role involves analyzing data for compliance, managing property claims, and supporting senior team members in risk management.

Financial Services

Responsibilities

Extracts, analyzes, prepares data for abandoned property compliance
Actioning property claims, physical document archiving, and preparation of asset movements
Performs all job duties successfully in a high paced, multiple priority environment
Ability to simultaneously manage competing priorities to meet project and regulatory deadlines
Executing against policies, procedures and controls that maintain the accuracy of data being reported
Supports more senior team members in maintaining the appropriate risk culture
Examines reports for accuracy, consistency, and compliance against regulatory mandates
Assists in root cause analyses to determine where there are control gaps and contributes to the development of programs to address them

Qualification

Regulatory complianceAbandoned Property complianceData analysisAI practicesRoot cause analysis

Required

Bachelor's degree or the equivalent combination of education and experience is required
1+ years of experience preferred regulatory compliance
Ability to simultaneously manage competing priorities to meet project and regulatory deadlines
Executing against policies, procedures and controls that maintain the accuracy of data being reported
Supports more senior team members in maintaining the appropriate risk culture
Examines reports for accuracy, consistency, and compliance against regulatory mandates
Assists in root cause analyses to determine where there are control gaps and contributes to the development of programs to address them

Preferred

Abandoned Property compliance experience preferred
Prior experience / knowledge/ interest in utilizing AI practices to improve efficiency and scalability

Benefits

Highly competitive compensation
Benefits
Wellbeing programs
Generous paid leaves
Paid volunteer time

Company

We help make money work for the world — managing it, moving it and keeping it safe.

Funding

Current Stage
Late Stage

Leadership Team

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Brian A. Ruane
CEO Government Securities Services & Global Client Management
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Chris Kearns
CEO, Depositary Receipts
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Company data provided by crunchbase