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Northwestern Mutual · 1 month ago

Lead Investment Operations Specialist

Edina, Minnesota, United States

Full-time

Hybrid

Mid, Senior Level

$70K/yr - $85K/yr

5+ years exp

Northwestern Mutual is a financial planning company that helps clients achieve their goals through customized financial plans. They are seeking a Lead Investment Operations Specialist to serve as a primary link between internal departments and clients, providing operational and administrative support to financial advisors.

AdviceConsultingEmployee BenefitsFinanceFinancial ServicesInsuranceLife InsuranceWealth Management

H1B Sponsor Likely

Responsibilities

Provide business operations and administrative support to a team of four financial advisors and support staff

Open and track new investment accounts, prepare investment account paperwork for implementation, complete check deposit forms, manage client rollovers and track money transfers

Review and update client specific documentation during the client onboarding process and throughout the life of the client

Serves as the team’s knowledge advocate and go-to for internal software system enhancements, new products and compliance changes/opportunities

Qualification

Investment OperationsSIE RegistrationSeries 6 RegistrationSeries 63 RegistrationBachelor's DegreeAnalytical SkillsOrganizational SkillsTeam PlayerAttention to Detail

Required

5+ years of industry experience in investment operations

SIE, Series 6 and Series 63 registrations, or equivalent

Preferred

Bachelor's degree in business, finance or related field preferred

Company

Northwestern Mutual

Glassdoor3.9

Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, and investments.

Founded in 1857

Milwaukee, Wisconsin, USA

5001-10000 employees

https://www.northwesternmutual.com

H1B Sponsorship

Northwestern Mutual has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

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2020 (1)