Apply on Employer Site

E*TRADE from Morgan Stanley · 1 month ago

Vice President, Operational Risk & Control (IED Finance)

New York, New York, United States of America

Full-time

Onsite

Senior Level, Lead/Staff

$120K/yr - $185K/yr

9+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, and they are seeking a Vice President to join their IED Risk team as a Product Controller in ISG Finance. The role focuses on steering operational risk management, driving key initiatives, and ensuring adequacy of controls and reporting within the Finance division.

BankingFinanceFinancial Services

Responsibilities

Collaborate with a varied group of colleagues in Finance and across the Firm

Responsible for and lead a significant set of deliverables, leveraging advanced understanding of Finance functional area, product and/or client segment

Proactively identify emerging risks in individual and department work and contribute to strategies for mitigating them

Act as a role model and culture carrier; Embody and set an example of the Firm's values and hold yourself and others accountable to Firm standards

Lead key risk processes across IED Finance's Product Control (GPC) functions including RCSA, business continuity, information security, and other compliance activities

Own and deliver high-impact initiatives, leveraging deep Finance expertise

Prepare risk reports and deliver actionable insights to senior stakeholders within IED Finance and across the firm

Assist in reporting of risk incidents within IED GPC and perform thematic analysis to identify trends and recommend solutions

Drive issue resolution and action planning within the Firm's risk inventory, with a focus on IED GPC's control processes and controls

Identify areas of emerging non-financial risks and assist senior management in developing mitigation strategies

Maintain risk policies and procedures

Champion the firm's values and foster a culture of accountability

Manage, attract, develop and retain talent for team within Finance while creating an inclusive environment; translate Firmwide goals into actionable goals for department/function

Qualification

Operational Risk ManagementRisk & Control Self-AssessmentBusiness Continuity PlanningFinancial AnalysisMicrosoft OfficePower BIAlteryxAnalytical SkillsLeadershipCommunication SkillsTeam Collaboration

Required

Advanced understanding of Finance functional area, product and/or client segment and technical skills, as well as of industry and competitive environment

Ability to provide positive and constructive feedback and acknowledge efforts of team members

Ability to articulate risk and impact to various audiences, and create plans to mitigate those risks

Strong analytical skills and the ability to distil complex issues into clear insights

Excellent communication and stakeholder engagement abilities

Proven leadership and mentoring capabilities

Initiative, independence, and strong time management

Advanced proficiency in Microsoft Office

Holds a relevant degree or relevant professional qualification

At least 9 years' relevant experience would generally be expected to find the skills required for this role