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Gateway · 1 month ago

Compliance Operations Analyst II

Jenks, OK

Full-time

Onsite

Entry, Mid Level

2+ years exp

Gateway First Bank is seeking a Compliance Operations Analyst II to support their compliance management team. This role involves assisting in the collection, maintenance, and analysis of operational data related to Banking and Mortgage activities, while also contributing to the review of account-level data to identify potential compliance risks.

BankingFinanceFinancial Services

Responsibilities

Assist in the maintenance, analysis, and updates of Gateway's HMDA LAR on a periodic basis, ensuring compliance to Regulation C requirements for data accuracy. Works with designated business line partners to correct inaccurate data and document root cause issues that create data accuracy issues

Supports the Compliance Operations team in ongoing review of regulatory compliance and providing guidance to the business units regarding TILA, RESPA, SAFE Act, ECOA, Fair Lending, HMDA, as well as other consumer compliance provisions

Conducts compliance monitoring for the bank's lending portfolio including regulatory compliance for the separate divisions, consumer complaints, and online activities

Assists with examination and audit management processes for the enterprise, including tracking of compliance findings and remediation efforts

Participates in project teams to ensure regulatory requirements are considered in the development of new products, services, and processes

Supports the Compliance Management team with researching and analyzing federal and state regulatory requirements for various areas of the business, which may include assistance with examination and evaluations of promotions, advertising and solicitations

Assists in the preparation of regulatory examinations and audit management processes. Supports Manager in responses to inquiries by federal and state regulators and government agencies regarding Fair Lending, and HMDA-related audit findings

Exercises awareness regarding possible suspicious activity, money laundering or fraudulent behavior and reports any such incidents to the BSA department. Performs all job functions in compliance with all company policies and federal, state, and local laws and regulations applicable to the position, including, but not limited to BSA/AML, OFAC and GLBA/privacy rules

Performs related responsibilities as required or assigned

Qualification

HMDA expertiseFair Lending expertiseTILA knowledgeRESPA knowledgeAdvanced Excel skillsBanking knowledgeAnalytical skillsMicrosoft Office SuiteProblem-solving skillsOrganizational skillsTeam player

Required

Thorough knowledge of mortgage, banking, and/or other financial processes, products, and services

Intermediate knowledge of, including, but not limited to HMDA, Fair Lending, ECOA, TILA, and RESPA. Emphasis on Fair Lending Analysis and Reporting

Excellent analytical and problem-solving skills

Proficiency use of Microsoft Office Suite applications (Word, Excel, Access, Power Point & Publisher), Adobe Acrobat, AllRegs, and other data analytic and reporting tools

Excellent organization skills with ability to prioritize, meet deadlines and handle multiple tasks simultaneously in a fast-paced, diverse, and growth-oriented environment

Exemplifies the Gateway Values: Stay Growth Oriented, Make a Difference, 'Get it Done' Attitude, Be a Team Player, Do the Right Thing

Bachelor's degree in a discipline related to the requirements of the position is preferred. Will consider the equivalent of job experience and education that demonstrates the ability to perform the essential functions of this job

2-4 years of bank compliance, audit, quality control or assurance experience, including mortgage lending experience

Benefits

0 copay on brand name and generic meds

Company contribution to HSA

$600 wellness credit on premium per year

LegalShield & IDShield

Tuition Reimbursement

Nationwide Pet Insurance

Company

Gateway

Gateway, headquartered in Jenks, Oklahoma, is a leading financial institution that provides banking and mortgage services to individuals and businesses.

Founded in 2019

Jenks, Oklahoma, USA

1001-5000 employees