The People Of: Professional Services · 1 month ago
Corporate Securities Counsel
New York, United States
Full-time
Onsite
Senior Level, Lead/Staff
$230K/yr - $260K/yr
9+ years expTPO search is a prestigious national law firm seeking a Corporate Securities Counsel. The role involves providing expert counsel on securities law, including public company regulations and corporate governance, while collaborating with clients and internal teams on compliance and reporting matters.
Management Consulting
Responsibilities
Provide expert counsel on public company rules, securities offerings, and corporate governance
Draft, review, and advise on SEC filings and proxy statements
Support client companies on compliance with federal securities laws and regulations
Assist with reporting and corporate governance matters, including managing board resolutions and internal policies
Work on complex and varied securities issues, collaborating with both internal teams and clients
Qualification
Required
JD from a top-tier law school
9+ years of experience in securities law, with deep knowledge of public company regulations, securities offerings, and corporate governance
Strong experience with SEC filings, including Forms 10-K, 10-Q, 8-K, and Section 16 reporting (Forms 3, 4, and 5)
Proven ability in drafting proxy statements, board resolutions, and corporate governance documents
NY Bar admission required
Preferred
Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus
Benefits
Health insurance
401(k) contributions
And more
Company
The People Of: Professional Services
The People Of: Professional Services specializes in executive search within the legal sector across the United States.
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase