Senior Associate – Capital Markets (Securities) jobs in United States
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The People Of: Professional Services · 1 month ago

Senior Associate – Capital Markets (Securities)

TPO search is a globally recognized law firm seeking a Senior Associate to join its Capital Markets (Securities) team in New York. The role involves leading sophisticated capital markets transactions, advising public companies on compliance and governance, and working collaboratively with various stakeholders.

Management Consulting

Responsibilities

Lead and manage sophisticated capital markets transactions (including IPOs, follow-ons, deSPACs, and private placements)
Draft and review disclosure documents (e.g., S-1s, 10-Ks, 8-Ks, proxy statements)
Advise public companies on SEC and exchange compliance, shareholder meetings, and governance
Coordinate closely with underwriters, auditors, local counsel, and internal deal teams
Train and mentor junior associates
Work on both U.S. and cross-border transactions in diverse industries

Qualification

Capital markets experienceSPAC/deSPAC transactionsSEC filingsPublic company reportingCorporate governanceProactiveManaging transactionsCollaborative

Required

4+ years of capital markets experience in a top-tier international law firm
Substantial exposure to SPAC/deSPAC transactions
Strong track record advising public companies on disclosure, compliance, and governance
Experience with SEC filings, shareholder meeting prep, and stock exchange matters
Admitted to the New York Bar
Collaborative, proactive, and confident managing complex, multi-party transactions

Benefits

Generous discretionary bonuses
Hybrid work model (2 days remote/week)
Comprehensive health, wellness & parental benefits
Robust international training, secondment, and development programs

Company

The People Of: Professional Services

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The People Of: Professional Services specializes in executive search within the legal sector across the United States.

Funding

Current Stage
Early Stage
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