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MUFG · 1 hour ago

Global Financial Crimes Compliance Testing, Assistant Vice President

Irving, TX

Full-time

Hybrid

Mid Level

$88K/yr - $109K/yr

3+ years exp

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, committed to making a difference for every client and community served. The role involves supporting the Global Compliance Testing function, driving governance of testing activities, and engaging in financial crimes compliance and core compliance projects.

Financial Services

Responsibilities

Responsible for supporting the Global Compliance Testing function by driving central governance of testing activities, standards, procedures, training, quality assurance, leveraging regional structures and best practices to perform deep dives and targeted risk-based thematic reviews of Financial Crimes Compliance (AML, Sanctions, ABC) and Core Compliance processes globally with an emphasis on the design adequacy and operational effectiveness of measures (controls) taken to monitor and mitigate applicable risk

Play a key role in the development and enhancements to testing methodology, standards and procedures, Annual Test Plan, testing tools and training

Address inquiries from Global and Regional Testing Units, regarding the requirements of the testing standard and procedure

Work closely with key stakeholders to understand business and functional requirements and support management in developing test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, lessons learned from regulatory findings and internally identified issues by compliance testing and internal audit

Coordinate with Global and Regional Testing units to identify use cases for the use of artificial intelligence within the execution of testing, as well as testing of processes utilizing artificial intelligence

Play a leading role in financial crimes and/or core compliance related projects and engage with global and regional compliance management in the implementation of a coordinated, consistent, and risk-based testing program

Execute quality control processes to drive adherence to Global Testing Standards

Apply in-depth subject matter and industry expertise in reviewing reports summarizing the objectives, scope, findings, and conclusions of completed testing

Monitor developments, such as changes in the regulatory environment, financial crime/core compliance risks and industry developments which may necessitate ad hoc testing

Support general compliance activities and other duties, including special projects as assigned

Qualification

Financial crimes complianceCompliance testingQuality control processesRegulatory knowledgeAnalytical skillsMicrosoft SuiteBA/BS DegreeCPACAMSWritten communicationVerbal communicationTeamworkProject management

Required

3+ years of relevant experience, including experience in the financial crimes compliance and/or core compliance area of a global bank, consulting firm, or regulatory agency

Knowledge of financial crimes compliance and/or core compliance laws and regulations

Excellent judgment and analytical skills

Proficient in Microsoft Suite of products, including Outlook, Excel and Powerpoint

Experience in working in diverse teams

Strong written and verbal communication skills

BA/BS Degree required

Some travel may be required, domestic and international