Raymond James · 8 hours ago
Compliance Director, Privacy
United States
Full-time
Remote
Senior Level, Lead/Staff
$130K/yr - $140K/yr
10+ years expRaymond James is a financial services firm focused on managing data privacy risk. The Compliance Director, Privacy will support the Chief Privacy Officer in defining and achieving the strategic vision for the corporate Privacy Program and collaborate with business teams to manage compliance with privacy regulations.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision for the corporate Privacy Program
Maintain industry knowledge of global privacy laws, company guidelines and policies, and industry best practices
Serve as a cross-organizational team lead on privacy reviews and assessments
Serve as a cross-organizational team lead on privacy-related projects and initiatives with business and technology partners to translate privacy requirements into business requirements, conduct oversight, and provide subject matter expertise
Serve as a subject matter expert on privacy to all departments
Respond to and assist with privacy-related inquiries
Develop and administer policies and procedures for identifying, reporting, and resolving privacy risks
Develop, administer and maintain privacy policies, standards and procedures
Develop and maintain the privacy regulatory control framework
Develop and provide appropriate guidance, education, training and communication to all relevant stakeholders
Review and assess privacy-related risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support of business requirements
Recommend process improvements for risk management processes and procedures
Document and maintain a record of identified metrics to track privacy program effectiveness
Respond to regulatory agencies, as applicable
Mentor associates with less experience
Perform other duties and responsibilities as assigned
Qualification
Required
Bachelor's Degree (B.A./B.S.) in a related discipline required
Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry
Minimum five (5) years management experience within the financial services industry
Extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance
Advanced Knowledge of concepts, practices, and procedures of securities industry and/or banking compliance
Advanced Knowledge of rules and regulations of Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies
Advanced Knowledge of investment concepts, practices and procedures used in the securities industry
Advanced Knowledge of principles of banking and finance and securities industry operations
Advanced Knowledge of financial markets and products
Advanced Skill in administering regulatory notification and filings
Advanced Skill in planning and scheduling work to meet regulatory organizational and regulatory requirements
Advanced Skill in identifying and applying appropriate compliance monitoring procedures and tests
Advanced Skill in preparing oral and/or written reports
Advanced Skill in investigating compliance issues and irregularities
Advanced Skill in making rule-based and analytical decisions
Strong verbal and written communication
Ability to coach and mentor others
Ability to partner with other functional areas to accomplish objectives
Ability to facilitate meetings, ensuring that all viewpoints, ideas, and problems are addressed
Ability to attend to detail while maintaining a big picture orientation
Ability to work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities
Ability to use appropriate interpersonal styles and communicate effectively, both orally and writing, with all organizational levels
Ability to work independently as well as collaboratively within a team environment
Ability to establish and maintain effective working relationships at all levels of the organization
Ability to maintain confidentiality
Ability to maintain currency in laws, rules and regulations related to compliance in assigned functional area
Ability to interpret and apply policies and identify and recommend changes as appropriate
Ability to quantitatively and/or qualitatively process data
Ability to formulate and implement department strategies consistent with long-term company goals
Ability to promote team cohesiveness, cooperation, and effectiveness
Preferred
CIPP/US or equivalent data privacy subject matter certification preferred
Familiarity with Privacy/GRC tools such as OneTrust and IBM Open Pages recommended
Master's degree preferred
Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Financial Officer
James Sickling
COO - Fixed Income
Recent News
TradingView
2025-12-16
Company data provided by crunchbase