Goldman Sachs · 3 weeks ago
Compliance – CF&O, Corporate Treasury Coverage, Vice President, New York
New York, NY
Full-time
Onsite
Mid, Senior Level
$100K/yr - $250K/yr
7+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking a Compliance professional to provide coverage for Corporate Treasury functions, focusing on regulatory and conduct risks while ensuring compliance with applicable regulations and requirements.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Provide Compliance coverage for Corporate Treasury functions, including Liquidity Management, Asset Liability Management, Payments, Resource Allocation, Execution (trading), and Operations and Engineering
Review and challenge Treasury activities (funding, pricing practices, payments processing, cash sweeps, collateral use) for regulatory and conduct risks
Provide proactive, early-stage compliance challenge and guidance on new activities, including regulatory impact assessment and control design
Support the completion of various risk assessment programs impacting Corporate Treasury
Perform targeted reviews of Corporate Treasury controls and processes
Support the development and analysis of related policies, standards, and processes to ensure compliance with applicable regulations and requirements
Identify, investigate, and manage compliance issues involving Corporate Treasury; coordinate timely escalation, root-cause analysis, and corrective actions
Provide support and guidance to Corporate Treasury in regulatory exams and inquiries; prepare materials and evidence and oversee issue management
Brief senior leadership on risks identified and ensure stakeholder engagement
Develop and deliver targeted training programs
Investigate and liaise with internal stakeholders in relation to conduct issues
Coordinate with the broader CF&O Compliance team on initiatives and projects
Qualification
Required
Bachelor's degree or higher
7-10 years of Compliance, Legal, Regulatory or Financial Services industry experience
Knowledge of activities of a Treasury function and fixed income trading products
Understanding of regulations, practices and markets infrastructure in the Americas
Experience leading, managing and participating in regulatory projects and business initiatives requiring compliance input
Clear, concise communications skills; able to communicate with impact at senior levels
Able and willing to challenge; comfortable with inter-personal conflict; able to build strong professional rapport with stakeholders while maintaining independence as a risk manager
Sound judgment, ethics and integrity
Fast learner; able to adapt to business and regulatory changes; interest to challenge status quo and finding new solutions
Proficient in using technology; able to analyze data sets and summarize findings; comfortable learning new technologies, both as a user and to identify risks
Team-oriented and supportive of others' success; comfortable representing a teamwork product to stakeholders
Well organized with the ability to manage both longer term projects and daily, often time-sensitive, escalations
Benefits
Discretionary bonus
Valuable and competitive benefits
Wellness offerings
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-17
2026-01-17
Investing.com
2026-01-17
Company data provided by crunchbase