Associate Staffing · 3 days ago
Supervisory Principal – Marketing Regulatory Review
South Carolina, United States
Contract
Onsite
Entry, Mid Level
$40/hr - $42/hr
2+ years expAssociate Staffing is a prominent fortune 500 financial services firm with a nationwide network of independent financial advisors. The Supervisory Principal role is focused on ensuring that marketing, advertisement, and communications materials comply with industry regulations and firm policies.
Staffing & Recruiting
Responsibilities
Ensuring marketing, advertisement, and communications materials comply with industry regulations and firm policies
Reviewing marketing materials for financial advisors joining
Providing guidance on compliance
Qualification
Required
FINRA Series 7, 24 (bonus if you have the 63 or 66)
Minimum of 2 years of direct licensed experience
Experience reviewing any marketing/advertising materials for advisors is required for this position
Experience with Microsoft applications, particularly Excel, Word, Access, PowerPoint, SharePoint, and Visio
Company
Associate Staffing
Associate Staffing is a professional staffing firm providing top technology and financial talent to Fortune 500, 1000, and mid-market firms nationwide.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Michael Norton
Chief Executive Officer
James Brickey
Under contract working onsite at Wells Fargo in ECMO
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