Chase · 3 months ago
Compliance- Trade Surveillance Lead- Vice President
480 Washington Blvd, Jersey City, NJ, 07310, US
Full-time
Onsite
Mid Level
$128K/yr - $199K/yr
3+ years expJPMorgan Chase is a leading financial services firm, and they are seeking a Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team. The role involves overseeing CFTC-regulated swaps and security-based swaps trade activities, reviewing surveillance alerts, and collaborating with various stakeholders to enhance the global surveillance program.
BankingFinancial Services
Responsibilities
Review surveillance output and analyze trading and market activity, with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behavior
Work with Line of Business management and LOB Compliance stakeholders to review and resolve activity that requires further review
Partner effectively with global/regional Surveillance teams in promoting our global program and its responsibilities
Conduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work with the Legal department on responses
Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and procedures
Qualification
Required
Bachelor's Degree
3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience
Relevant knowledge of derivatives products
Knowledge of industry rules and regulations and market structure
Strong written communication, verbal communication, and presentation skills
Excellent analytical skills and strong attention to detail
Demonstrated ability to handle multiple tasks in a fast-paced environment
Ability to effectively partner with key stakeholders and technology partners
Experience with surveillance tools and related applications as well as with Excel, PowerPoint, and SharePoint
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
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