Paralegal- Trading, Marketing, and Operations Legal Group jobs in United States
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Charles Schwab · 1 month ago

Paralegal- Trading, Marketing, and Operations Legal Group

Charles Schwab is a company that empowers its employees to impact their careers and the finance industry. The Paralegal in the Trading, Marketing, and Operations Legal Group will provide legal support for contracts, assist in drafting and negotiating, and ensure compliance with regulatory requirements.

Financial Services

Responsibilities

Providing legal support for contracts related to exchange-traded funds and mutual fund product platforms
Assisting with drafting and negotiating contracts
Providing legal support for contract administration
Assisting with researching, reviewing, and interpreting legal documents for validity, content, accuracy, and compliance with applicable regulatory requirements and firm guidelines

Qualification

Contract draftingSecurities industry experienceRegulatory complianceLegal researchNegotiation skillsParalegal certificateOral communicationWritten communicationOrganizational skills

Required

5–7 years of legal experience with direct contract drafting and administration experience
Familiarity with ETF and mutual fund regulatory filings and ability to research filings on the SEC website
Strong contract drafting skills and keen attention to detail
Ability to identify and analyze contractual issues and provide solutions
Desire to engage with counterparties and hone negotiation skills
Excellent oral and written communication skills
Strong organizational skills, able to prioritize well, and show flexibility as workloads fluctuate
Ability to work independently under general direction of legal counsel, and to engage directly with business counterparts on day-to-day and project initiatives

Preferred

Experience in the securities industry (large broker-dealer or mutual fund firm) or law firm, highly preferred
Paralegal certificate a plus

Benefits

Competitive compensation, bonus, and incentive opportunities.
The chance to build a meaningful and impactful career at a best-in-class employer.
A collaborative, supportive environment where you’re empowered to own your future.

Company

Charles Schwab

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We have plans for every turn you take.

Funding

Current Stage
Late Stage

Leadership Team

J
Jim McGreevy
Senior Project Manager
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