Apply on Employer Site

NTT DATA · 1 month ago

Financial Crimes (Audit QA) Consultant

Charlotte, NC

Full-time

Onsite

Senior Level

5+ years exp

NTT DATA is a recognized leader in IT and business services, and they are seeking a Financial Crimes Consultant with expertise in AML and BSA programs. The role involves providing strategic advisory services, conducting quality assurance reviews, and enhancing compliance frameworks for financial institutions.

Application Performance ManagementCloud ManagementEnterprise SoftwareInformation Technology

H1B Sponsor Likely

Responsibilities

Stay abreast of AML and BSA regulations, guidelines, and enforcement actions. Interpret regulatory requirements and advise clients on best practices for achieving compliance and mitigating financial crimes risks

Provide strategic guidance and recommendations to financial institutions on enhancing AML and BSA frameworks, policies, and procedures. Collaborate with client leadership to implement remediation solutions that align with business objectives and regulatory expectations

Prepare detailed documentation, reports, and presentations documenting remediation progress, findings, and recommendations. Communicate effectively with internal and external stakeholders to ensure transparency and accountability throughout the remediation process

Conduct quality assurance reviews and assessments to validate the effectiveness of remediation efforts and ensure adherence to regulatory requirements and internal policies, leveraging your experience in internal audit quality assurance

Implement lessons learned from remediation projects to enhance compliance frameworks, streamline processes, and strengthen risk management practices

Qualification

AMLBSAInternal AuditAudit Quality AssuranceRisk ManagementRegulatory ComplianceAudit MethodologiesData AnalyticsAnalytical ThinkingEthical IntegrityInnovative ApproachAdaptability

Required

Bachelor's degree in business or a related field

5+ years of experience in financial services, with a strong background in internal audit, audit quality assurance, or a related field

3+ years of experience in a Big 4 audit firm or a similar role, with a strong understanding of audit methodologies and quality assurance processes

2+ years of experience on projects that focused on one or more of the following: AML/BSA, KYC/Onboarding, Large-Scale Remediation or Operational Engagements, Core financial services

Knowledge and understanding of regulatory compliance requirements surrounding Anti-Money Laundering (AML) requirements and lifecycle – particularly knowledge around Beneficial Ownership documentation

Risk Management, specifically Financial Crimes/AML/BSA Program experience

Internal audit quality assurance experience, with a strong understanding of audit methodologies and quality assurance processes

Preferred

Experience with internal audit methodologies, including risk assessment, audit planning, and execution

Familiarity with audit tools and technologies, such as audit software and data analytics platforms

Strong understanding of internal audit standards, including IIA and COSO frameworks

Experience with quality assurance reviews and assessments, including identifying areas for improvement and implementing corrective actions

Knowledge of industry trends and best practices in internal audit, including audit committee reporting and stakeholder communication

Benefits

Medical, dental, and vision insurance

Flexible spending or health savings account

Life, and AD&D insurance

Short-and long-term disability coverage

Paid time off

Employee assistance

Participation in a 401k program with company match

Additional voluntary or legally required benefits

Company

NTT DATA

Glassdoor3.9

NTT Data specializes in SAP services for enterprises and offers IT consultation, application and cloud management, and SAP implementation.

Founded in 1967

Plano, Texas, USA

10001+ employees

https://nttdata-solutions.com/cz/

H1B Sponsorship

NTT DATA has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (144)

2024 (182)

2023 (257)

2022 (871)

2021 (809)

2020 (1266)