BNY · 9 hours ago
Vice President, Regulatory Administration/Filings Manager
Boston, MA
Full-time
Onsite
Mid Level
$68K/yr - $133K/yr
4+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Regulatory Administration/Filings Manager will oversee regulatory filing processes, manage a dedicated team, and collaborate with cross-functional teams to ensure compliance with regulatory objectives.
Financial Services
Responsibilities
Oversee the regulatory filing processes by demonstrating expertise in compliance standards and guidelines, ensuring all submissions meet the required timelines and accuracy
Manage a team dedicated to reconciliations and control, providing leadership and guidance in the development of best practices and operational improvements
Collaborate with cross-functional teams to ensure alignment on regulatory compliance objectives, leveraging insights to enhance filing strategies
Develop and implement control measures that safeguard BNY's compliance with regulatory bodies, by continually monitoring and adjusting processes as necessary
Qualification
Required
Bachelor's degree in Finance, Business Administration, or a related field
Typically 4-7 years of experience
Strong leadership and team management capabilities, essential for guiding and developing a high-performing team
Expertise in regulatory compliance and filing processes, ensuring an accurate and timely submission of documents
Excellent communication and interpersonal skills, crucial for liaising with regulatory bodies and internal stakeholders
Preferred
Advanced degree or professional certification in regulatory compliance or management
Benefits
Generous paid leaves
Paid volunteer time
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
Company data provided by crunchbase