City National Bank · 1 month ago
Sr. Audit Manager– BSA/AML
Charlotte, NC
Full-time
Onsite
Senior Level
$99K/yr - $176K/yr
7+ years expCity National Bank is a subsidiary of Royal Bank of Canada, founded in 1954 with a legacy of integrity and community. The Senior Audit Manager will lead a team to assess internal controls and compliance within the BSA/AML function, overseeing all audit phases and supporting continuous monitoring activities.
BankingFinanceFinancial Services
Responsibilities
Providing independent and objective evaluation of the adequacy and effectiveness of Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) practices for City National Bank (CNB)
Championing a thorough understanding of the AML and BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations
Support the Director of Audit AML BSA by helping to lead and execute CNB BSA/AML and OFAC audits, including through the audit planning, execution, reporting, and issue remediation phases
Assists with the development of audit budget estimates for respective area of focus
Assists with the development of the annual risk assessment and audit plan
Leads and performs continuous monitoring activities periodically for the area assigned
Maintains ongoing relationships with management of auditable units
Keeps informed of new services, products and events that have a significant business and technology impact
Keeps abreast of changes in the business, regulatory, and control environments in which City National Bank operates, especially for audit areas assigned
Tracks and manages audit resources to meet the audit budget and audit plan mandates
Supports a high-performance environment and implements a people strategy that attracts, retains, develops and motivates the team for continuous learning and improvement by fostering an inclusive work environment, communicating vison/ strategy, coaching, and supporting development goals
Complies fully with all Bank policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.)
Qualification
Required
Bachelor's Degree or equivalent
Minimum 7+ years of audit experience in an internal audit role within the banking or financial services industry, or with a public accounting firm
Minimum 3 years' experience managing direct reports and demonstrated ability to develop people
Preferred
CPA or CIA preferred. Other certifications (e.g., CRMA, CFA, CFE, CAMS, Chartered Accountant) are favorable
A thorough understanding of regulatory and compliance policies and procedures
Possess expert understanding of internal audit methodology and principles
Ability to be resourceful, a self-starter, possessing a high degree of flexibility, creative thinking and confidence to carry out innovative solutions
Well-developed judgment, management, decision-making and problem-solving skills are required in order to effectively deal with a rapidly changing, complex business environment
Good time management skills in order to manage multi-functional accountabilities through prioritization, delegation, motivation, conflict resolution and the promotion of ideas
Excellent written communication skills are essential. In addition, should be skilled at verbal presentation, of a caliber suitable for direct exposure to executive management
Benefits
Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
Generous 401(k) company matching contribution
Career Development through Tuition Reimbursement and other internal upskilling and training resources
Valued Time Away benefits including vacation, sick and volunteer time
Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
Career Mobility support from a dedicated recruitment team
Colleague Resource Groups to support networking and community engagement
Company
City National Bank
City National Bank offers a full complement of banking, trust and investment services. It is a sub-organization of City National.
1001-5000 employees
H1B Sponsorship
City National Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (76)
2024 (78)
2023 (145)
2022 (93)
2021 (107)
2020 (62)
Funding
Current Stage
Public CompanyTotal Funding
unknown1978-01-13IPO
Leadership Team
Howard Hammond
CEO City National Bank
Fiyaz Khan
Senior Vice President, Structured Products
Recent News
UPSTATE BUSINESS JOURNAL
2025-12-18
Venture Capital Firms
2025-11-08
Company data provided by crunchbase