First Citizens Bank · 1 month ago
Compliance Officer II - Testing & Analytics (Remote)
United States
Full-time
Remote
Mid, Senior Level
$94K/yr - $125K/yr
6+ years expFirst Citizens Bank is seeking a Compliance Officer II to join their Compliance Testing & Analytics team. This role involves performing complex compliance testing, interpreting banking regulatory requirements, and providing assurance to senior management over compliance status.
BankingInsuranceLendingPaymentsWealth Management
Responsibilities
Executes compliance testing for the assigned areas by following Compliance Testing methodology from planning to reporting. Detailed work includes but is not limited to regulation mapping, scoping and planning with key stakeholders and compliance advisors, risk and control identification, walkthrough with process and control owners in focus areas, following a risk-based approach in designing test plans, executing design and operating effectiveness testing, debriefing with issue owners and senior management on observations, and reporting on findings
Sources, validates, and interprets testing population and sample data. Analyzes process and transactional data for discrepancies and risks, and effectively communicates analysis output in support of issue findings
Uses compliance testing system to document and track the end-to-end work performed and follows the documentation standard to maintain an audit trail
Responsible for the quality of work produced and follows Compliance Testing process for review and sign-off for each stage of the testing. Ensures the accuracy, compliance, and completeness of required documentation and timely completion of the assigned testing
Maintains knowledge of laws, regulations, procedures, and policies that affect the assigned business area through ongoing research and industry involvement. Acts as a resource of Subject Matter Expertise for the areas tested, providing inputs and expertise for complex areas
Provides ongoing recommendations to Compliance Testing leaders on process improvement and challenges faced by the team. Keeps a growth mindset and drives candid and open conversations with leaders for personal and team development
Qualification
Required
Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, Banking OR High School Diploma or GED and 10 years of experience in Compliance, Legal, Audit, Banking
Preferred
Familiar with well-known Controls and Risk Management Frameworks
General knowledge of consumer and commercial banking business, as well as the relevant regulations for Large Financial Institutions (e.g., for investments/securities, lending, deposits, payments, banking operations, foreign exchange, payments and channels, and data privacy)
In-depth knowledge of Fed and State regulatory requirements and the application to its compliance risk management program
Prior compliance testing or internal audit of compliance risks experience
Professional designation in CIA/CISA/CRCM/CAMS and/or statistical data analysis skills a plus
At least 3 years of financial services compliance monitoring, auditing, risk management, or compliance experience
At least 2 years of experience analyzing or working with data from various sources, and data analytics to drive innovation and make recommendations
Proficiency with MS Office Suite, tools for Auditing/Testing, process documentation, data analytics/visualization, and GRC
Experience with communicating complex topics to various audience levels (verbal and written)
Knowledge of technology solutions to improve the way testing is done (Robotics Processing Automation, Optical Character Recognition, Natural Language processing)
Benefits
Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates.
Company
First Citizens Bank
First Citizens Bank provides banking services, essential business and professional services, wealth management capabilities, and more.
10001+ employees
H1B Sponsorship
First Citizens Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (126)
2024 (115)
2023 (249)
2022 (53)
2021 (12)
2020 (9)
Funding
Current Stage
Public CompanyTotal Funding
$33M2021-05-07Post Ipo Debt· $10M
2018-08-29Post Ipo Debt· $23M
1986-10-31IPO
Leadership Team
C
Craig Nix
Chief Financial Officer
Samantha Bureau - Johnson
SVP & Director, Customer Contact Center
Recent News
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2026-01-16
2026-01-13
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