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BNY · 1 month ago

Vice President, Regulatory Oversight Management

240 Greenwich Street, New York, NY, 10286, US

Full-time

Onsite

Mid, Senior Level

$68K/yr - $125K/yr

5+ years exp

BNY is a leading global financial services company influencing nearly 20% of the world’s investible assets. The Vice President, Regulatory Oversight Management will support regulatory reporting, data management, and lead projects while ensuring compliance with regulatory requirements.

Financial Services

Responsibilities

Responsible for supporting the identification and preparation of Substantial Shareholder disclosures and various regulatory reports on a global basis; including requisite data analysis, aggregation and quality control

Coordinates with Regulatory SMEs in implementing and effectively operationalizing requirements driven by Regulator / legislative updates

Prepares/Oversees a variety of securities related risk management reports for Senior Management including ad hoc and monthly reporting

Performs and oversees data management, quality control and investigative research in support of regulatory reporting

Communicates with internal and external parties, domestically and internationally, on data enhancement and reconciliation

Drives continuous improvement, coordinating with the technology team on automation/enhancement of various processes and reports

Ability to leverage AI to streamline and modernize workflows

Leads and supports projects and ensures they are completed timely and accurately

Oversees and makes recommendations on necessary procedural/control changes

Serves as a point of escalation for complex reporting matters; coordinates timely responses and maintains strong stakeholder confidence

Provides guidance, coaching and leadership support to team members and contributes to the achievement of team objectives

Qualification

Regulatory reportingData analysisFinancial Services knowledgeMS Excel proficiencyProject managementLeadership supportOperational experienceCommunicationProblem-solvingCollaborative skills