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BNY · 3 hours ago

Senior Associate, Regulatory Oversight Management

New York, NY

Full-time

Onsite

Mid, Senior Level

$58K/yr - $85K/yr

3+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Associate for the Regulatory Oversight Management role, responsible for supporting regulatory disclosures and reports, data analysis, and collaborating with internal teams to enhance processes.

Financial Services

Responsibilities

Responsible for supporting the monitoring, identification and preparation of Substantial Shareholder disclosures and corresponding regulatory reports on a global basis; including Takeover Panel, Short Position and Sensitive Industry reporting

Perform requisite data analysis, aggregation and quality control

Prepares various monthly reports for internal businesses and groups within the firm

Prepares/Reviews a variety of securities-related risk management reports

Performs data management, quality control and investigative research in support of regulatory reporting

Collaborates with internal businesses, domestically and internationally, on data enhancement and reconciliation

Participates in projects / process enhancements from end to end

Ability to leverage AI to streamline and modernize workflows

Reviews and makes recommendations on necessary procedural/control changes and contributes to the achievement of team objectives

Qualification

Financial Services IndustryData AnalysisMS ExcelSecurities Products KnowledgeTechnical ExperienceAI UtilizationCollaborative SkillsCommunication SkillsProblem-Solving Abilities