BNY · 8 hours ago
Senior Associate, Regulatory Oversight Management
New York, NY
Full-time
Onsite
Mid, Senior Level
$58K/yr - $85K/yr
3+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Associate for the Regulatory Oversight Management role, responsible for supporting regulatory disclosures and reports, data analysis, and collaborating with internal teams to enhance processes.
Financial Services
Responsibilities
Responsible for supporting the monitoring, identification and preparation of Substantial Shareholder disclosures and corresponding regulatory reports on a global basis; including Takeover Panel, Short Position and Sensitive Industry reporting
Perform requisite data analysis, aggregation and quality control
Prepares various monthly reports for internal businesses and groups within the firm
Prepares/Reviews a variety of securities-related risk management reports
Performs data management, quality control and investigative research in support of regulatory reporting
Collaborates with internal businesses, domestically and internationally, on data enhancement and reconciliation
Participates in projects / process enhancements from end to end
Ability to leverage AI to streamline and modernize workflows
Reviews and makes recommendations on necessary procedural/control changes and contributes to the achievement of team objectives
Qualification
Required
Bachelors degree or the equivalent combination of education and experience is required
Proficient with MS Excel required and technical experience a plus
Knowledge of the Financial Services Industry required
Preferred
3-6 years of total work experience preferred
Strong collaborative skills are preferred to work in this collegial team environment
Strong communication skills, problem-solving abilities preferred
Benefits
Generous paid leaves, including paid volunteer time
Flexible global resources and tools for your life’s journey
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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