Institutional Portfolio Monitoring - Associate jobs in United States
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E*TRADE from Morgan Stanley ยท 1 month ago

Institutional Portfolio Monitoring - Associate

positionSouth Jordan, Utah, United States of America
timeFull-time
remoteOnsite
seniorityMid, Senior Level
date5+ years exp

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Institutional Portfolio Monitoring Associate will oversee and monitor client portfolios, parse investment guidelines, and collaborate with various internal and external partners to ensure compliance and risk management.

BankingFinanceFinancial Services

Responsibilities

Oversee, onboard, and monitor client portfolios subject to Investment Policy Statements
Parse written investment guidelines into mathematical, logic-based rules
Follow written supervisory procedures
Partner with vendors and internal partners including Institutional Consulting Solutions business, Institutional Client Segment Risk, Legal, and Field Risk Officers
Build warm working relationships with all levels of leadership, Institutional Business Owners, Financial Advisors/Private Wealth Advisors/Portfolio Managers and Client Service Professionals
Demonstrate strong attention to detail, collaborate effectively in a team-based environment and assume ownership of multiple team tasks
Proactively monitor and assess all types of financial and non-financial risk
Educate, communicate, and explain difficult concepts in a clear and concise manner to colleagues at all levels in the Firm

Qualification

Investment Policy StatementsFinancial products knowledgeAnalytical skillsSECFINRA complianceExcel proficiencyEffective communicationTime managementProblem solvingTeam collaborationSelf-driven

Required

5 or more years of financial industry experience
Bachelor's degree (Finance or Economics a plus)
Knowledge of SEC, FINRA and Firm compliance policies and procedures
Strong analytical skills and attention to detail
Background and experience in financial services, preferably in control partner advisory Risk or Compliance
Strong experience and knowledge of financial products and how they work
Ability to prioritize and thoroughly investigate complex subjects, problem solve and understand when to escalate
Ability to create and deliver presentations to senior level employees
Ability to learn and process information quickly
Self-driven and proactive, with a strong ability to work independently and take initiative in identifying solutions
Demonstrated proficiency in time management, with the ability to prioritize tasks effectively in a fast-paced environment
Effective written and verbal communication skills
Strong Excel skills
Strong work ethic

Preferred

Experience and knowledge of Investment Policy Statements a plus
Familiarity with Clearwater Analytics software platform or other coding experience is a plus

Benefits

Some of the most attractive and comprehensive employee benefits and perks in the industry

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
dateFounded in 1982
location
Arlington, Virginia, USA
people-size1001-5000 employees
web-link
https://us.etrade.com/home

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Director and Customer Marketing
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