Wealth Management Attorney - Vice President, Assistant General Counsel jobs in United States
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JPMorganChase · 7 hours ago

Wealth Management Attorney - Vice President, Assistant General Counsel

JPMorganChase is a leading financial institution offering innovative financial solutions. The Wealth Management Attorney - Assistant General Counsel will provide critical legal guidance and support for the firm’s broker-dealer and investment advisory business groups, ensuring effective risk management and regulatory compliance.

Asset ManagementBankingFinancial Services
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Serve as a primary legal contact supporting J.P. Morgan Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses
Advise on a wide range of projects and initiatives that will help define our retail Wealth Management businesses
Provide timely, strategic legal counsel by leveraging your legal experience and deep understanding of business priorities to support J.P. Morgan Wealth Management’s objectives
Collaborate with fellow Wealth Management attorneys and J.P. Morgan Legal teams to deliver coordinated legal support
Partner closely with Compliance, Risk, and Controls functions to ensure effective risk management and regulatory compliance
Identify, assess, and manage legal and other risks related to Wealth Management services and products
Participate in special projects and initiatives beyond core responsibilities, as needed
Adapt to evolving business needs and priorities in a dynamic environment
Ensure comprehensive support for Advisors, Sales Management, Operations, Risk, and Controls teams

Qualification

Legal practicing experienceBroker-dealer expertiseInvestment advisory expertiseLicensed to practice lawSecurities laws knowledgeFINRA rules knowledgeRisk management skillsCommunication skillsProblem-solving skills

Required

Minimum 8 years of legal practicing experience in financial services
Demonstrated expertise in broker-dealer and investment advisory matters
Strong knowledge of federal and state securities laws and FINRA rules
Proven ability to manage multiple issues in a fast-paced environment
Skilled at understanding business needs and developing practical solutions
Excellent verbal and written communication skills
Licensed to practice law and a member in good standing in the relevant jurisdiction

Benefits

Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching

Company

JPMorganChase

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With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.

H1B Sponsorship

JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)

Funding

Current Stage
Public Company
Total Funding
unknown
1998-02-01IPO

Leadership Team

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Allison Beer
CEO of Card Services and Connected Commerce
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Dan Mendelson
CEO, Morgan Health
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Company data provided by crunchbase