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Sutton Bank · 1 month ago

Compliance Investigative Analyst

Tampa, FL

Full-time

Onsite

Mid Level

3+ years exp

Sutton Bank is seeking a Compliance Investigative Analyst to manage investigations within their pre-paid card program and core banking responsibilities. The role involves reviewing transaction alerts, preparing Suspicious Activity Reports, and collaborating with law enforcement and compliance personnel to ensure adherence to banking regulations.

BankingCommunitiesFinancial ServicesMortgageVenture Capital

Responsibilities

Identifies, investigates, researches and documents transactional analysis findings involving unusual activity or trends

Prepares and files Suspicious Activity Reports (SARs) and Continuation SARS (CSARs) as necessary

Manages a caseload of investigations for prepaid card and core banking products, by performing a complex analysis of account activities

Acts as a liaison with various law enforcement agencies; responds to law enforcement related inquiries including Subpoenas and Search Warrants

Assists with 314a, Subpoenas, 314b participant requests and other BSA/AML related escalations, fraud instances, requests or inquiries

Interacts with bank examiners, internal auditors, and compliance personnel during BSA and AML related audits and examinations, if necessary

Reviews system generated alerts, and escalating where necessary, to assess the presence of illicit activity that may require reporting based on BSA/AML requirements

Qualification

BSA/AML experienceCAMS certificationCFE certificationFraud investigationSuspicious Activity ReportsAnalytical skillsRegulatory knowledgeInterpersonal skillsProblem-solving skillsCommunication skills

Required

Bachelor's degree

Three years of BSA/AML, fraud, SAR writing experience or equivalent banking experience in other related area of banking required; preferably in a commercial bank with thorough knowledge of banking laws and regulations and understanding of financial services in a regulatory and compliance environment

The ability to communicate effectively and clearly, both in verbal and written communications

Excellent interpersonal skills

Strong knowledge of the business area that is being supported

Self-directed and motivated

The ability to manage multiple tasks

Excellent problem-solving skills

Superior analytical skills

Ability to respond to common inquiries or complaints from employees, customers, regulatory agencies, or members of the business community

Ability to effectively present information to top management and employee groups

Ability to write training documents, policies, procedures and correspondence

Well versed in regulations and laws that affect the Bank's Compliance Program

Ability to comprehend government instructions, develop programs and train personnel

Demonstration and application of core knowledge of money laundering patterns, BSA and Patriot Act, financial crime activity and other compliance regulations is required