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Marex · 2 days ago

Operational Risk Manager - VN1943

New York, NY

Full-time

Onsite

Mid, Senior Level

$125K/yr - $185K/yr

6+ years exp

Marex is a global financial services platform providing essential liquidity and market access to clients in various markets. The Operational Risk Manager will assist in identifying, evaluating, and managing operational risk while supporting risk strategy and promoting a proactive operational risk culture.

FinanceFinancial ServicesManagement Consulting

H1B Sponsor Likely

Hiring Manager

Peter Paricka

Responsibilities

Risk representative for Operational Risk in the region, point person for Operational Risk matters in the US

Risk and Control Assessment: Facilitate risk and control assessments to identify potential risks and implement effective controls, validating remediation of operational risk exposure and related control gaps

Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends

Risk Reporting: Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions

Trend Analysis: Identify and analyse operational risk trends, using internal and external data, to inform strategic decision-making and remediate potential gaps

Continuous Improvement: Providing thoughtful and collaborative leadership promoting risk transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement

Risk Aware Culture: Promoting Marex’s risk aware culture, serving as the subject matter expert on operational risk initiatives. Identifying, initiating, and fostering relationships with business and operational partners, including second- and third-line assurance functions, to promote a culture of continuous improvement, driving constructive communication with the ORM team

Risk Register Buildout: Work with business areas in the region to build out Risk Registers and end-to-end process mapping, working to provide accurate reflection of information and challenge where appropriate

Control Evaluation: Develop and evaluate the design and effectiveness of controls and provide timely and in-depth analysis to Senior Management. This includes challenging management actions to remediate control gaps or weaknesses and track through to closure. Ensure accurate reflection of risk and control information within Risk Registers by providing rigorous challenge where appropriate

Risk Event Management: Conduct root cause analysis, monitor and report on Risk Events and Operational Losses escalating to management appropriately, and actively supporting business areas in the lessons learnt

Broker Error Management: Daily management of Broker Losses and reporting to help drive down total value, volumes and learn lessons

Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges

Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with

Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values

At all times complying with Marex’s Code of Conduct: To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility To report any breaches of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk management processes, as required

The Company may require you to carry out other duties from time to time

Qualification

Operational Risk ManagementEnterprise Risk ManagementGovernanceComplianceRisk Assessment ToolsMicrosoft ExcelPowerBIGRC ToolsReport WritingCommunication SkillsProblem SolvingNegotiation SkillsTime Management

Required

At least six plus (6+) years of operational risk management, enterprise risk management and/or related experience required; experience in the investment management industry preferred

Experienced in governance, risk, assurance, compliance, or internal control roles in Financial Services

Advanced technical risk and control knowledge and demonstrated experience facilitating top-down and bottom-up risk assessments, focused on existing and emerging risk areas

Practical experience with Basel, COSO, ERM, risk and control self-assessment tools, methodologies and concepts

Bachelor's degree required

Knowledge of Framework methodology and practice

Advanced user of Microsoft Excel, Word, PowerPoint skills and experienced in the use of internal IT systems

Strong organisational and time management skills, as well as ability to work under pressure

Strong skills in resolving problems and negotiating issues

Confident working independently and remotely from team members

Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this

Preferred

Experience in the investment management industry preferred

Use of GRC and PowerBI tools is desirable

Company

Marex

Glassdoor2.8

Marex (Nasdaq:MRX) is a diversified financial services platform.

Founded in 2005

London, England, GBR

1001-5000 employees

http://marexspectron.com

H1B Sponsorship

Marex has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (11)

2024 (5)

2023 (1)