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Marex · 19 hours ago

Equity Operations Support - VN2267

New York, NY

Full-time

Onsite

Entry, Mid Level

$75K/yr - $90K/yr

1+ years exp

Marex is a global financial services platform providing essential liquidity and market access. They are seeking an Equity Operations Support to manage equity and option transactions, ensure compliance with regulatory requirements, and improve operational controls within the Equity Brokerage and Equity Prime Brokerage Desks.

FinanceFinancial ServicesManagement Consulting

H1B Sponsor Likely

Hiring Manager

Peter Paricka

Responsibilities

Process all equity and option transactions including life cycle events (exercises and assignment, corporate actions, etc.)

Utilize our Middle Office systems to process various trade flows

Identify and clear breaks prior to open of the market and work with Broadridge team to process End-of-Day actions

Perform End of Day checkouts or reconciliations for various products or trade flows

Adhere to and propose improvements to control framework for the support of the business

Work with Front Office, Risk, Finance, Compliance, IT and Operations to support BAU (business as usual)

Process client pass through fees

Send monthly Swap execution invoices to clients

Invoice collection and payment allocation

Floor brokerage invoice reconciliations

SEF (Swaps Execution Facility). trade processing for OTC Swaps

Support the set up of new customer or street-side accounts

Perform and evidence the performance of daily controls

Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges

Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with

Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values

At all times complying with Marex’s Code of Conduct:

To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility

To report any breaches of policy to Compliance and/ or your supervisor as required

To escalate risk events immediately

To provide input to risk management processes, as required

Qualification

Equities experienceOptions experienceFINRA Series 99Broadridge BPSTrade life cycle understandingDTC/NSCCOCC experienceDocumenting proceduresVerbal communicationWritten communicationProblem solvingClient focusTeam collaboration

Required

At least (1-5) One to five years' experience in a Financial Institution required

Bachelor's degree in Finance, Business, or related field

Experience supporting Equities and/or Options required

Experience with DTC/NSCC and OCC

Ability to document procedures and controls

Excellent verbal and written communication skills

Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this

Preferred

FINRA Series 99 strongly preferred

Working knowledge of Broadridge BPS strongly preferred

Understanding of trade life cycle events strongly preferred

Company

Marex

Glassdoor2.8

Marex (Nasdaq:MRX) is a diversified financial services platform.

Founded in 2005

London, England, GBR

1001-5000 employees

http://marexspectron.com

H1B Sponsorship

Marex has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (11)

2024 (5)

2023 (1)