RBC · 9 hours ago
Senior Analyst - Client Risk Prevention
Chicago, IL
Full-time
Onsite
Mid, Senior Level
$80K/yr - $135K/yr
5+ years expRBC is a leading bank that values inclusivity and diverse perspectives. The Senior Analyst, Client Risk Prevention will manage incidents of fraud and financial exploitation, providing support to business partners and ensuring compliance with regulations.
BankingFinancial ServicesWealth Management
Responsibilities
Applying knowledge of regulations, internal policies and standards, and best practices, serve as a centralized intake resource and subject matter expert for US Wealth Management in response to potential fraud and/or client exploitation
Manage a centralized inbox and monitor the Client Risk Prevention Hotline in a timely manner
Set up and manage cases in Salesforce and maintain thorough documentation and organization of cases and files
Research cases and disseminate information in accordance with desktop procedures to facilitate incident response across internal partners, including financial advisors, Operations, AML, Compliance, Corporate Investigation Services and others
Provide standard advice to internal partners via phone and email using procedures and internal resources and escalate non-standard advice cases to Managers
Fulfill documentation requests from government agencies such as adult protective services or law enforcement
Assist with the development and maintenance of department content including procedures, employee resources, and client-facing materials
Assist managers with tracking metrics and identifying trends for process improvement and efficiencies
Qualification
Required
Bachelor's degree or equivalent experience with general knowledge of the securities or retail banking industries
Five or more years of related experience within a broker dealer or financial services environment
Ability to adapt to changing dynamics, including evolving intervention techniques, changing resources and new procedures
Outstanding verbal and written communication skills, with the ability to handle challenging conversations
Advanced organizational skills, including the ability to multi-task and prioritize with meticulous attention to detail and consistent follow through
Proficiency in Microsoft Word, Excel, Outlook, and PowerPoint
Preferred
Series 7 & 66 or the ability to obtain within 120 days
CFE and/or CFCI designations
Experience levering and/or writing SQL queries for data collection and research
Benefits
401(k) program with company-matching contributions
Health, dental, vision, life, disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Globe and Mail
2025-12-27
thecanadianpressnews.ca
2025-12-25
Company data provided by crunchbase